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Shadow Theory

Feedback and Robust Local Readout of a Fixed Four-State Quantum Source

Compact, exactly certified adaptive readers at thirteen and fourteen copies

Jeremy RodgersSection 10 of 15Original PDF ↗Publication DOI ↗

Compact, exactly certified adaptive readers at thirteen and fourteen copies

The four-copy trees establish a continuous-angle feedback separation, but their exhaustive retained-history representation was not a scalable synthesis method for the one-percent task. We develop a finite-horizon alpha-vector construction and a separate exact policy verifier. The completed result is a compact feasible fourteen-copy reader and a checked thirteen-copy candidate above the target; it does not settle that endpoint.

A feasible policy-graph interface

Use the original four fixed labels h ∈{X+, X−, Y +, Y −}, independent copies conditional on that one label, and the shared calibrated η = 4/5, v = 9/10 detector. An action a has an exact rational unit direction na = (ca, sa). In outcome order (+, −, 0) its conditional kernels are

Ka,h =
(︃η
2(1 + vxa,h), η
2(1 −vxa,h), 1 −η
)︃
,
xa,h ∈(ca, −ca, sa, −sa).
Source page 22.
Searchable transcription
Ka,h =
(︃η
2(1 + vxa,h), η
2(1 −vxa,h), 1 −η
)︃
,
xa,h ∈(ca, −ca, sa, −sa).

A level-t node stores one action and three child indices at level t −1. Level zero stores a sign decision. Thus the controller follows a finite outcome-labelled directed acyclic graph; it needs no access to the source label, no continuously updated posterior and no inaccessible calibration parameter. Every null follows its own declared child and consumes a trial. For node i define its four-component error vector αt,i. The exact recursion is

α0,i(h) = 1{di ̸= R(h)},
αt,i(h) =
∑︂
o∈{+,−,0}
Kai,h(o)αt−1,ji,o(h).
Source page 22.
Searchable transcription
α0,i(h) = 1{di ̸= R(h)},
αt,i(h) =
∑︂
o∈{+,−,0}
Kai,h(o)αt−1,ji,o(h).

For a hidden-label prior b, its expected error is b · α. The prior is used offline for design, not assumed as a distribution in the final worst-label certificate.

Proposition 9.1 (A rational feasible-reader certificate). Every finite graph of the above type defines an admitted adaptive reader. Bottom-up rational evaluation gives its exact four source-label errors. For the full continuous equatorial class, averaging the graph over axis exchange and global sign reversal gives equal error on every label, equal to 1

4
∑︁
h αB,root(h). Hence that mean is an attainable minimax
upper bound. No belief-point coverage or policy-search optimality assumption is required.
Technical passage, source page 22.
Searchable transcription
4
∑︁
h αB,root(h). Hence that mean is an attainable minimax
upper bound. No belief-point coverage or policy-search optimality assumption is required.

Proof. Condition on a fixed source label. Independence of each fresh specimen and ready detector stock makes the three terms in the recursion the exhaustive conditional cases for the next outcome. Induction gives every node’s true error probability, including nulls and the forced terminal decision. Axis exchange acts by swapping (ca, sa) at every command. Global sign reversal acts by reversing virtual signs and the final decision. Both operations preserve the admitted common-noise law and continuous action class; their four compositions act transitively on the labels. Two root fair bits, retained for the controller/decoder, therefore equalize the four errors to their mean. The root bits are independent of the unavailable source label. No quantum residual-channel equivalence is claimed.

The base menu has thirteen rational directions; swapped commands are also admitted, whether or not they coincide with a base-menu entry. This is an attaining construction within continuous access, not an equality between a finite grid optimum and the continuous optimum.

Point-based synthesis and exact separation from its numerics

The offline construction specializes point-based POMDP value iteration [8] to a static four-label terminal-cost problem. For a collection of previous feasible policy vectors and a design belief b, choose separately for each action/outcome a child minimizing b · (Ka,o ⊙α), sum its four conditional errors, then select an action of least design cost. The resulting object is an actual policy graph, even if floating-point comparisons select a suboptimal child. Duplicate action/child triples are merged, and unreachable nodes are removed when freezing a nominated root. Beliefs were sampled both from Dirichlet distributions and actual random measurement trajectories, with the four source symmetries included. The pilot used 21461 distinct design beliefs and thirteen rational actions. Their half-angle parameters were rounded offline to rational numbers with denominator 10000 before forming exact unit-circle coordinates. Numerical candidate generation never supplies the final risk certificate. Nor do we import the literature’s discounted infinite-horizon coverage bound into this finite-horizon reader. The guarantee here is feasibility and exact evaluation. The independent standard-library verifier avoids relying on large exact fractions for its primary pass. At scale S = 280 it propagates integer lower and upper error intervals. For common denominator D and nonnegative kernel numerators No summing to D, it uses

L =
⌊︃∑︁
o NoLo
⌋︃
,
U =
⌈︃∑︁
o NoUo
⌉︃
.
D
D
Source page 23.
Searchable transcription
L =
⌊︃∑︁
o NoLo
⌋︃
,
U =
⌈︃∑︁
o NoUo
⌉︃
.
D
D

Every operation rounds outward. Induction gives interval width at most 2t/S at level t; terminal values are exact. The root’s group mean is then averaged as a rational number. An additional all-Fraction evaluator reproduces the label costs, and ordered-word enumeration checks small subtrees independently. Malformed directions and child indices are rejected.

Completed operating points and remaining one-percent gap

Copies Internal graph nodes Certified attainable error One percent

13
600
0.01102649347305383 . . .
fails
14
697
0.008749337644325401 . . .
passes
Source page 23.
Searchable transcription
13
600
0.01102649347305383 . . .
fails
14
697
0.008749337644325401 . . .
passes

The displayed digits summarize exact rational intervals reproduced by research11/nominal/verify_ nominal.py from the supplied research11/nominal/policy_14.json and policy_13.json. Paths are relative to the reader supplement; no floating comparison decides pass/fail. The fourteen-copy protocol improves the specified fixed-bisector error 0.00886634707138012 . . . at the same copy budget. Its modest error improvement does not change the attained one-percent budget. The main useful addition is a compact, independently evaluable reader and reusable primal certificate interface for larger-horizon searches. An additional frozen thirteen-copy child-pool candidate in research12/nominal/policy_13 _pool.json has certified symmetrized error 0.011009824045220384 . . ., evaluated by the supplied outward-integer recursion. It also fails one percent. This supporting refinement does not change the fourteen-copy attainment or the unresolved threshold. Neither the unsuccessful thirteen-copy candidate nor an optimizer’s failure proves a universal thirteen-copy obstruction. A separate lower-bound theorem is needed to constrain all continuous

readers. We make no claim of global optimality over either the thirteen-action construction class or the full continuous class, and no adaptive/nonadaptive separation at one percent. A separate numerical search examined every two-setting count allocation at budgets twelve through fourteen, optimizing its two angles. The tested solutions collapsed near the fixed bisector and did not improve attainment. This is exploratory evidence only; it does not certify that every two-setting schedule is worse, let alone every continuous nonadaptive protocol.

Explicit controller and retained-record resources

The fourteen-copy graph has 697 internal nodes and two terminal decisions. A global node pointer therefore needs ten bits; two independent root symmetry bits are additional ready/controller stock. A direct ROM upper account uses four bits per base action and three ten-bit child pointers per internal node, plus two terminal decision bits: at most 23700 bits, excluding phase-command constants, decoder/control arithmetic, physical clock, references and actuator state. This is an attaining upper account, not a controller minimum. There are at most 26 physical phase commands after the root axis transform. A conservative archive uses five command-ID bits and two outcome bits per trial, plus root-seed and timing metadata. All histories remain retained even though feedback uses only the node pointer. Exact mathematical rational commands do not assert infinite physical phase precision. A deployment must separately bound implementation error, preserve preparation/detector stability, charge phase controls and references, and validate the actual frozen reader if the nominal model is untrusted. No hardware, energy, clock-speed or thermodynamic advantage follows from the ROM count or the error improvement alone. The separate calibration route can consume this finite policy as a declared object without identifying its entire residual quantum instrument.

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