Skip to content
Shadow Theory

The power that sustains an adaptive state

A calibrated rate port maintains nonzero amplitude and memory, with a physical energy balance distinct from the stationary Lyapunov tilt.

1 From relaxing carriers to sustained adaptive states

External input can maintain a carrier that would otherwise relax. In the fixed-carrier CSCF [Rodgers 2026a], one positive operator links coherence and dissipation. Reciprocal adaptation [Rodgers 2026b] gives this operator a memory state; positive unforced amplitudes decay and memory returns to zero. Sustaining a nonzero state requires work and an explicit account of what the actuator imposes.

Prescribe a constant complex rate input. The preparation determines spatial mode and phase, while reciprocal feedback determines amplitude, memory, stiffness and response. The problem is to identify an all-input attraction regime, measure the departure from an identically driven fixed carrier, and recover which linked responses survive adaptation. The amplitude or instantaneous spectrum alone need not predict a later response after memory changes. The causal kernel below makes the missing source information explicit [Rodgers 2026c,d]. Stationary elimination determines equilibrium without replacing memory dynamics, and a three-node path provides exact collective and contrast controls, nonlinear gain and an equal-power comparison. No shared microscopic origin of earlier atomic, image or Kerr profiles follows.

2 Source state, actuator and physical energy

2.1 Constitutive equations and units

For z∈Cn,m∈Rpz\in\mathbb C^n,m\in\mathbb R^p and real incidence vectors beb_e, take

Be=bebe⊤,L=∑e=1pBe,K(m)=μI+∑e=1pemeBe,μ>0.(1)B_e=b_e b_e^\top,\qquad L=\sum_{e=1}^p B_e,\qquad K(m)=\mu I+\sum_{e=1}^p e^{m_e}B_e,\quad\mu>0.\tag{1}

Edge baselines are normalized to one; positive kek_e can instead be absorbed in kebe\sqrt{k_e}b_e, with LL and bounds using those same scaled vectors. The metric is fixed and Euclidean, and norms are Euclidean and induced unless specified. K≥μIK\ge\mu I, including on the collective subspace.

F(z,m)=12z∗K(m)z+κ2∣m∣2,κ>0,(2)F(z,m)=\tfrac12 z^*K(m)z+\tfrac\kappa2|m|^2,\qquad \kappa>0,\tag{2} (Fm)e=κme+12eme∣be⊤z∣2.(3)(F_m)_e=\kappa m_e+\tfrac12 e^{m_e}|b_e^\top z|^2.\tag{3}

Let c=γ+iαc=\gamma+i\alpha, with γ,α,η>0\gamma,\alpha,\eta>0. The dynamics are

z˙=−cK(m)z+f,m˙=−ηFm(z,m),f∈Cn constant.(4)\dot z=-cK(m)z+f,\qquad \dot m=-\eta F_m(z,m),\quad f\in\mathbb C^n\text{ constant}.\tag{4}

No target profile adjusts ff. Positive η\eta couples memory to the same energy that produces the amplitude effort. This reciprocity is constitutive. In amplitude units AA and energy units EE, m,bem,b_e are dimensionless before baseline absorption, K,μK,\mu and unnormalized edge coefficients have units E/A2E/A^2, κ\kappa has units EE, ff has units A/sA/\mathrm s, γ,α\gamma,\alpha have units A2/(E s)A^2/(E\,\mathrm s), and η\eta has units 1/(E s)1/(E\,\mathrm s). Scales A0,E0,t0A_0,E_0,t_0 normalize the equations with f~=t0f/A0\tilde f=t_0f/A_0. Joint-state norms below use these normalized coordinates; mixing units would make rate bounds arbitrary.

2.2 The effort–flow input contract

For q=(ℜz,ℑz)⊤q=(\Re z,\Im z)^\top,

KR=diag⁡(K,K),J=(0−II0),G=γI+αJ,fR=(ℜf,ℑf)⊤.(5)K_R=\operatorname{diag}(K,K),\quad J=\begin{pmatrix}0&-I\\ I&0\end{pmatrix},\quad G=\gamma I+\alpha J,\quad f_R=(\Re f,\Im f)^\top.\tag{5}

Each quadrature port imposes a flow fRf_R with energy-conjugate effort y=KRqy=K_Rq. Its supplied power is

Pin=y⊤fR=ℜ[(Kz)∗f].(6)P_{\rm in}=y^\top f_R=\Re[(Kz)^*f].\tag{6}

In dissipative port-Hamiltonian form [van der Schaft and Jeltsema 2014], x=(q,m)x=(q,m) satisfies

x˙=(J−R)∇F+BfR,J=diag⁡(−αJ,0),R=diag⁡(γI,ηI),B=(I0),y=B⊤∇F.(7)\dot x=(\mathcal J-\mathcal R)\nabla F+\mathcal B f_R,\quad \mathcal J=\operatorname{diag}(-\alpha J,0),\quad \mathcal R=\operatorname{diag}(\gamma I,\eta I),\quad \mathcal B=\begin{pmatrix}I\\0\end{pmatrix},\quad y=\mathcal B^\top\nabla F.\tag{7}

The skew part contributes zero to F˙\dot F; direct differentiation gives

F˙=−γ∥Kz∥2−η∥Fm∥2+Pin.(8)\dot F=-\gamma\|Kz\|^2-\eta\|F_m\|^2+P_{\rm in}.\tag{8}

At steady state external and internal amplitude flows cancel while input power covers dissipation. The supply is outside the modeled state, not a modeled finite reservoir; arbitrary initial data can give negative power, so the ideal actuator must absorb returned energy. A laboratory envelope requires an independent clock and phase reference, calibrated quadrature actuator, and validation of the stored energy and conjugate effort. An arbitrary optical pump need not realize this contract.

3 Global solutions and the stationary reduction

3.1 A mathematical tilt distinct from stored energy

Set ℓ=f/c\ell=f/c, in units E/AE/A. For constant input use

V(z,m)=F(z,m)−ℜ(ℓ∗z).(9)V(z,m)=F(z,m)-\Re(\ell^*z).\tag{9}

Because fR=GℓRf_R=G\ell_R,

q˙=−GVq,m˙=−ηVm,V˙=−γ∥Kz−ℓ∥2−η∥Fm∥2.(10)\dot q=-GV_q,\quad \dot m=-\eta V_m,\quad\dot V=-\gamma\|Kz-\ell\|^2-\eta\|F_m\|^2.\tag{10}

The tilt exists for any constant input; it does not select that input or replace the physical work balance (8).

Proposition 3.1 (Global forward existence). For all positive parameters above, finite incidence networks, constant ff and finite initial data, (4) has a unique bounded forward solution.

Proof. Young's inequality gives

V≥μ4∥z∥2+κ2∣m∣2−∥ℓ∥2/μ.(11)V\ge\tfrac\mu4\|z\|^2+\tfrac\kappa2|m|^2-\|\ell\|^2/\mu.\tag{11}

The smooth vector field is locally Lipschitz; (10) keeps it in a compact sublevel. Continuation there excludes finite escape and local uniqueness gives global uniqueness.

The upper right Dini derivative satisfies D+∥z∥≤−γμ∥z∥+∥f∥D^+\|z\|\le-\gamma\mu\|z\|+\|f\|, also at z=0z=0. Thus

∥z(t)∥≤e−γμt∥z(0)∥+∥f∥γμ(1−e−γμt).(12)\|z(t)\|\le e^{-\gamma\mu t}\|z(0)\|+\frac{\|f\|}{\gamma\mu}(1-e^{-\gamma\mu t}).\tag{12}

Also m˙e<0\dot m_e<0 for me>0m_e>0 and m˙e≤0\dot m_e\le0 at zero:

me(t)≤max⁡{0,me(0)},K(t)≤μI+eM0L,M0=max⁡{0,m1(0),…,mp(0)}.(13)m_e(t)\le\max\{0,m_e(0)\},\quad K(t)\le\mu I+e^{M_0}L,\qquad M_0=\max\{0,m_1(0),\ldots,m_p(0)\}.\tag{13}

3.2 Eliminating memory at stationarity

For fixed zz,

∂me2F=κ+12eme∣be⊤z∣2≥κ.(14)\partial_{m_e}^2F=\kappa+\tfrac12e^{m_e}|b_e^\top z|^2\ge\kappa.\tag{14}

The coercive strictly convex memory slices have unique minimizers me=−sem_e=-s_e:

seese=∣be⊤z∣22κ,se=W0(∣be⊤z∣22κ)≥0.(15)s_e e^{s_e}=\frac{|b_e^\top z|^2}{2\kappa},\qquad s_e=W_0\left(\frac{|b_e^\top z|^2}{2\kappa}\right)\ge0.\tag{15}

Here W0W_0 is the nonnegative real Lambert branch [Corless et al. 1996]. Edge amplitude energy is κse\kappa s_e, and memory energy κse2/2\kappa s_e^2/2. Hence

Veff(z)=μ2∥z∥2+∑eκ(se+se2/2)−ℜ(ℓ∗z).(16)V_{\rm eff}(z)=\tfrac\mu2\|z\|^2+\sum_e\kappa(s_e+s_e^2/2)-\Re(\ell^*z).\tag{16}

Positive memory second derivatives justify implicit differentiation. The real-coordinate envelope gradient is the realification of K(m(z))z−ℓK(m(z))z-\ell, so critical points correspond exactly to equilibria once memory is restored by (15). Substituting −s(z(t))-s(z(t)) dynamically would remove a state and change transients and response.

3.3 Why global joint convexity is unavailable

For the three-node path b1=(1,−1,0)⊤,b2=(0,1,−1)⊤b_1=(1,-1,0)^\top,b_2=(0,1,-1)^\top, μ=2/5,κ=1,z=(3,0,−3)⊤\mu=2/5,\kappa=1,z=(3,0,-3)^\top real and m=0m=0, the real-amplitude/memory Hessian has

K=μI+L,B=3[b1,b2],Hm=112I.(17)K=\mu I+L,\qquad B=3[b_1,b_2],\qquad H_m=\tfrac{11}2I.\tag{17}

Its Schur complement is μI−(7/11)L\mu I-(7/11)L. For ξ=(1,0,−1)⊤\xi=(1,0,-1)^\top and ν=(−6/11,−6/11)⊤\nu=(-6/11,-6/11)^\top with imaginary perturbation zero the joint quadratic form is −26/55-26/55. The tilt leaves the Hessian unchanged. This exact obstruction motivates stationary reduction followed by a complete local stability analysis; it supplies no global Euclidean contraction theorem.

Published source: Sustained Adaptive Spectral States: Global Attraction, Nonlinear Gain, and Linked Coherent–Dissipative Response. Read the original PDF alongside the web treatment.