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Shadow Theory

Section 7 9 October 2026

Whole-form spatial and source derivatives

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7 Whole-form spatial and source derivatives

Temporal smoothing and spatial differentiation make different demands. The preceding theorems do not require a spatial derivative of the forcing when their temporal or resolvent assumptions are earned. A physical source derivative, however, must act on the complete coupled form and the actual input; replacing that coordinate by a classical label changes the problem.

Proposition 7.1 (Ordered whole-form derivative)

Let AA and L=LF−1\mathcal L=LF^{-1} be as in Theorem 6.1. Let δi\delta_i be either a parameter derivative on the common form domain, or a closed physical derivation δiM=DiQM−MDiP\delta_iM=D_i^QM-MD_i^P. For a parameter family, require strong difference-quotient convergence of AA in L(V,V∗)\mathcal L(\mathcal V,\mathcal V^*) and of L\mathcal L in L(U,V∗)\mathcal L(\mathcal U,\mathcal V^*), with locally uniform bounds on these quotients and uniformly equivalent nearby form norms. For a physical derivation, require domain-preserving translations or local gauges for which the conjugated families satisfy these same conditions and realize the displayed derivatives on a common core. Suppose the actual whole-form sandwiches are bounded:

∥K−1/2(δiA)K−1/2∥≤αi,∥K−1/2δiL∥≤βi. \|K^{-1/2}(\delta_iA)K^{-1/2}\|\le\alpha_i,\qquad \|K^{-1/2}\delta_i\mathcal L\|\le\beta_i . (7.1)

For ζ=E+iη\zeta=E+i\eta, η>0\eta>0, write Rζ=(A−ζ)−1R_\zeta=(A-\zeta)^{-1} and Uζ=K1/2RζLU_\zeta=K^{1/2}R_\zeta\mathcal L. Then

δi(RζL)=Rζ{δiL−(δiA)RζL},∥K1/2δi(RζL)∥≤Jζ{βi+αi∥Uζ∥},Jζ=sup⁡λ∈σ(A)λ+c∣λ−ζ∣.\begin{align}\delta_i(R_\zeta\mathcal L) &=R_\zeta\{\delta_i\mathcal L -(\delta_iA)R_\zeta\mathcal L\}, \tag{7.2}\\ \|K^{1/2}\delta_i(R_\zeta\mathcal L)\| &\le J_\zeta \{\beta_i+\alpha_i\|U_\zeta\|\},\qquad J_\zeta=\sup_{\lambda\in\sigma(A)} \frac{\lambda+c}{|\lambda-\zeta|}. \tag{7.3}\end{align}

If ζ\zeta itself varies, add (δiζ)Rζ2L(\delta_i\zeta)R_\zeta^2\mathcal L to (7.2).

Proof

For a parameter family, the form resolvent difference identity is

Rζ,ϵ−Rζ=−Rζ,ϵ(Aϵ−A)Rζ. R_{\zeta,\epsilon}-R_\zeta =-R_{\zeta,\epsilon}(A_\epsilon-A)R_\zeta.

It is a bounded identity from V∗\mathcal V^* to V\mathcal V. Strong differentiation on fixed vectors, uniform local form bounds and the given difference-quotient hypothesis yield δiRζ=−Rζ(δiA)Rζ\delta_iR_\zeta=-R_\zeta(\delta_iA)R_\zeta. Leibniz gives (7.2). For a physical derivation, conjugate by the domain-preserving translations/gauges first and apply the same argument; differentiation on the common core is the commutator formula. Strong form convergence and closedness of the physical derivative pass it to its admitted domain.

Insert a form Riesz map without changing order:

K1/2Rζ(δiA)RζL=[K1/2RζK1/2][K−1/2(δiA)K−1/2]Uζ. K^{1/2}R_\zeta(\delta_iA)R_\zeta\mathcal L =\big[K^{1/2}R_\zeta K^{1/2}\big] \big[K^{-1/2}(\delta_iA)K^{-1/2}\big]U_\zeta .

The first factor has norm JζJ_\zeta by the spectral theorem. The analogous factorization of the δiL\delta_i\mathcal L term proves (7.3). Differentiating A−ζA-\zeta when ζ\zeta varies gives the stated extra term with its positive sign.

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For a literal input vector aa, the corresponding physical derivative remains

DiQ(RζLa)=[δi(RζL)]a+RζLDiPa. D_i^Q(R_\zeta\mathcal L a) =[\delta_i(R_\zeta\mathcal L)]a +R_\zeta\mathcal L D_i^Pa . (7.4)

Its second term cannot be erased by a response norm estimate. The graph and derivative domain of aa must be included. When FF is covariantly constant, δiL=(δiL)F−1\delta_i\mathcal L=(\delta_iL)F^{-1}; otherwise

δiL=(δiL)F−1−LF−1(δiF)F−1 \delta_i\mathcal L =(\delta_iL)F^{-1} -LF^{-1}(\delta_iF)F^{-1}

on the admitted graph, with an additional bound for that second term. Gauge curvature, moving frames, source kinetic terms and mobility commutators all belong to the whole forms in (7.1). Differentiating a singular factor WW is unnecessary and may be invalid even when the derivative of the whole form W∗JWW^*JW is bounded.

For example, in three relative dimensions the Hardy inequality gives the legitimate whole Coulomb force form

∣⟨u,∂Ri(g/∣r−R∣)v⟩∣≤∣g∣∥u/∣r−R∣∥∥v/∣r−R∣∥≤4∣g∣∥∇ru∥∥∇rv∥. |\langle u,\partial_{R_i}(g/|r-R|)v\rangle| \le |g|\|u/|r-R|\|\|v/|r-R|\| \le4|g|\|\nabla_r u\|\|\nabla_r v\|.

With an earned K≥λrel(−Δr)K\ge\lambda_{\rm rel}(-\Delta_r), its relative coefficient is at most 4∣g∣/λrel4|g|/\lambda_{\rm rel}. The coefficient is the true relative-mass kinetic coefficient; source-dependent center maps add their actual derivatives. This is a form estimate, not an L2L^2 operator bound on the force. Strong vector continuity or the stated difference-quotient contract suffices; operator-norm continuity under translations is not assumed.

All statements above keep a fixed physical block chart. For a varying projector one must include its domain-preserving transport and the moving frame term −iU∗U˙-iU^*\dot U. A nonlocal Hilbert-space band unitary is not automatically an isometry of pointwise physical currents. Likewise a moving hard-core boundary requires a proved domain transport before it enters a fixed-domain force identity.