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Shadow Theory

Section 2 9 October 2026

From a coherent error to the complete physical current

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2 From a coherent error to the complete physical current

We first state the conversion that every response estimate in this paper must supply. All positions, including source positions, belong to x∈Rdx\in\mathbb R^d. A finite internal fibre is allowed. A wave can also be a matrix of finitely many input columns; all norms below are the spatial L2L^2 Hilbert–Schmidt norms in that case. This convention gives one envelope before contraction with an unknown input, rather than a sum of incoherent branch currents. Write Im⁡HZ=(Z−Z†)/(2i)\operatorname{Im}_{H} Z=(Z-Z^\dagger)/(2i).

In rate units, consider a self-adjoint local parent with

H=−∑iDiλiDi+U+V−i∑i(aiDi+12∇iai),Di=∂i−iCi,∇iX=∂iX−i[Ci,X]. H=-\sum_i D_i\lambda_i D_i+U+V -i\sum_i\left(a_iD_i+\tfrac12\nabla_i a_i\right), \quad D_i=\partial_i-iC_i,\quad \nabla_i X=\partial_iX-i[C_i,X]. (2.1)

Here Ci,ai,VC_i,a_i,V are Hermitian matrices, UU is real scalar, and λi>0\lambda_i>0 is independent of position; dependence on time is allowed. Domains and coefficient regularity sufficient for the indicated continuity equation are part of this parent. Its density and current are

ρΨ=Ψ†Ψ,Ji[Ψ]=2λiIm⁡H(Ψ†DiΨ)+Ψ†aiΨ. \rho_\Psi=\Psi^\dagger\Psi,\qquad J_i[\Psi]=2\lambda_i\operatorname{Im}_{H}(\Psi^\dagger D_i\Psi) +\Psi^\dagger a_i\Psi . (2.2)

The complete continuity equation is ∂tρΨ+∑i∂iJi[Ψ]=0\partial_t\rho_\Psi+\sum_i\partial_iJ_i[\Psi]=0; it also holds entrywise for the matrix of input columns evolved by the same parent. Indeed, on a common local core, ∂t(Ψ†Ψ)=i(HΨ)†Ψ−iΨ†HΨ\partial_t(\Psi^\dagger\Psi)=i(H\Psi)^\dagger\Psi-i\Psi^\dagger H\Psi. The Hermitian multiplication terms cancel. The covariant product rule turns the kinetic contribution into −∑i∂i[2λiIm⁡H(Ψ†DiΨ)]-\sum_i\partial_i[2\lambda_i\operatorname{Im}_H(\Psi^\dagger D_i\Psi)] and the symmetrized first-order contribution into −∑i∂i(Ψ†aiΨ)-\sum_i\partial_i(\Psi^\dagger a_i\Psi). Testing and passage in the admitted form domain give the weak identity. Thus the first-order term contributes a literal transport current; omitting it would change the conservation law. Additional microscopic spin-curl or nonlocal current constitutions require their own terms; they are not consequences of (2.1).

Proposition 2.1 (Complete coherent current conversion)

Let Ψ=P+E\Psi=P+E use the same derivative and current constitution, and let a positive form KK satisfy K≥∑iλiDi†DiK\geq\sum_i\lambda_iD_i^\dagger D_i. Put

e=∥E∥,Q=∥K1/2E∥,N=∥Ψ∥,τi=∥λiDiP∥. e=\|E\|,\qquad Q=\|K^{1/2}E\|,\qquad N=\|\Psi\|,\qquad \tau_i=\|\sqrt{\lambda_i}D_iP\|.

Whenever the displayed moments are finite,

∫∥ρΨ−ρP∥op≤e(∥P∥+N),∫∥Ji[Ψ]−Ji[P]∥op≤2λi(eτi+NQ)+e(∥aiP∥+∥aiΨ∥).\begin{align}\int\|\rho_\Psi-\rho_P\|_{\rm op} &\leq e(\|P\|+N),\tag{2.3}\\ \int\|J_i[\Psi]-J_i[P]\|_{\rm op} &\leq2\sqrt{\lambda_i}(e\tau_i+NQ) +e\bigl(\|a_iP\|+\|a_i\Psi\|\bigr). \tag{2.4}\end{align}

If aia_i is bounded, the last term is at most ∥ai∥∞e(∥P∥+N)\|a_i\|_\infty e(\|P\|+N). Neither normalization nor an independent flow for the comparison PP is required.

Proof

Before any spatial integration, the exact identities are

ρΨ−ρP=E†P+Ψ†E \rho_\Psi-\rho_P=E^\dagger P+\Psi^\dagger E

and

Ji[Ψ]−Ji[P]=2λiIm⁡H(E†DiP+Ψ†DiE)+E†aiP+(aiΨ)†E.\begin{aligned}J_i[\Psi]-J_i[P] ={}&2\lambda_i\operatorname{Im}_{H} \left(E^\dagger D_iP+\Psi^\dagger D_iE\right)\\ &+E^\dagger a_iP+(a_i\Psi)^\dagger E . \end{aligned}

The operator norm of a product is bounded by the product of its Hilbert–Schmidt norms, and ∥Im⁡HZ∥op≤∥Z∥op\|\operatorname{Im}_{H}Z\|_{\rm op}\leq\|Z\|_{\rm op}. Spatial Cauchy–Schwarz and λi∥DiE∥≤Q\sqrt{\lambda_i}\|D_iE\|\leq Q give the claims. Hermiticity moves the unbounded aia_i in the last term onto Ψ\Psi, so no unproved bounded-operator coefficient or moment of aiEa_iE has been inserted.

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For a charged particle with physical momentum pph=−iℏ∂p_{\rm ph}=-i\hbar\partial, dividing its Hamiltonian by ℏ\hbar gives λi=ℏ/(2Mi)\lambda_i=\hbar/(2M_i) and Ci=eiAi/ℏC_i=e_iA_i/\hbar. A symmetrized mechanical term {pph,d×B}/(2Mℏ)\{p_{\rm ph},d\times B\}/(2M\hbar) in the rate generator has a=(d×B)/Ma=(d\times B)/M: there is no additional factor 1/ℏ1/\hbar in its velocity. An unbounded dipole or source operator must be handled by the moments in (2.4).

Example 2.2 (Small wave error with unbounded current error)

On the circle of length 2π2\pi, let Ψ=(2π)−1/2\Psi=(2\pi)^{-1/2} and

Pn(t,x)=1+n−1ein2x−iλn4t2π(1+n−2),n≥2. P_n(t,x)= \frac{1+n^{-1}e^{in^2x-i\lambda n^4t}} {\sqrt{2\pi(1+n^{-2})}},\qquad n\geq2 .

Both are normalized solutions of i∂tu=−λ∂x2ui\partial_tu=-\lambda\partial_x^2u, and ∥Pn−Ψ∥≤2/n\|P_n-\Psi\|\leq2/n. Nevertheless

J[Pn]=2λ2π(1+n−2)(ncos⁡(n2x−λn4t)+1), J[P_n]=\frac{2\lambda}{2\pi(1+n^{-2})} \left(n\cos(n^2x-\lambda n^4t)+1\right),

so ∥J[Pn]−J[Ψ]∥L1≥2λ(2n/π−1)/(1+n−2)→∞\|J[P_n]-J[\Psi]\|_{L^1} \geq2\lambda(2n/\pi-1)/(1+n^{-2})\to\infty. The missing resource is derivative control, not a sharper wave-norm inequality. This example even uses two legitimate free waves.

2.1 Coordinates, moving tests and the original law

Proposition 2.3 (Current under a moving coordinate chart)

Let (t,x)↦χt(x)(t,x)\mapsto\chi_t(x) be jointly C1C^1, with each q=χt(x)q=\chi_t(x) an orientation-preserving diffeomorphism. Put G=DxχtG=D_x\chi_t and g=det⁡G>0g=\det G>0. A locally integrable laboratory density/current pair (ρ,j)(\rho,j) satisfying the continuity equation transforms to

ρ~=g ρ∘χt,j~=gG−1(j∘χt−(ρ∘χt)∂tχt). \widetilde\rho=g\,\rho\circ\chi_t,\qquad \widetilde j=gG^{-1} \left(j\circ\chi_t-(\rho\circ\chi_t)\partial_t\chi_t\right). (2.5)

These obey the transformed continuity equation. In particular a moving surface F(t,q)=n(t)⋅(q−C(t))−sF(t,q)=n(t)\cdot(q-C(t))-s, ∣n∣=1|n|=1, has relative normal flux

j⋅n+ρ n′⋅(q−C)−ρ n⋅C′. j\cdot n+\rho\,n'\cdot(q-C)-\rho\,n\cdot C'. (2.6)
Proof

For a compactly supported smooth test φ(t,x)\varphi(t,x), set ψ(t,q)=φ(t,χt−1(q))\psi(t,q)=\varphi(t,\chi_t^{-1}(q)). The chain rule gives ∇qψ=G−T∇xφ\nabla_q\psi=G^{-T}\nabla_x\varphi and ψt=φt−∇xφ⋅G−1χt′\psi_t=\varphi_t-\nabla_x\varphi\cdot G^{-1}\chi_t'. Insert these in the weak continuity equation and use dq=g dxdq=g\,dx. This proves (2.5) without a componentwise guess at the current. The derivative along a laboratory path is dF/dt=Ft+(j/ρ)⋅∇FdF/dt=F_t+(j/\rho)\cdot\nabla F; since ∣∇F∣=1|\nabla F|=1, its density-weighted normal rate is (2.6).

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The chart formula fixes the transport part of a transformed current. A position-dependent internal unitary also transforms the connection; one must conjugate the whole parent and include that derivative. Integrating hidden source positions first is generally insufficient: ∣∫j dy∣≤∫∣j∣ dy|\int j\,dy|\leq\int|j|\,dy may discard counterflow or coherent terms needed by a trajectory test.

To state the event interface precisely, suppose the complete current already admits a reference path law with one-time density ρ\rho and velocity j/ρj/\rho, and the original actual law satisfies μ0≤Cρ0\mu_0\leq C\rho_0. Reweight that same path law by its entrance density ratio. Admit tests hh for which t↦h(t,Xt)t\mapsto h(t,X_t) is absolutely continuous on almost every reference path, with derivative ht+(j/ρ)⋅∇hh_t+(j/\rho)\cdot\nabla h, and for which the integral below is finite. For example, C1C^1 tests with this integrability have the required chain rule. Then

Eμ0Var⁡[0,T]h(t,Xt)≤C∫0T ⁣ ⁣∫∣ρ ht+j⋅∇h∣ dq dt. \mathbb E_{\mu_0}\operatorname{Var}_{[0,T]}h(t,X_t) \leq C\int_0^T\!\!\int |\rho\,h_t+j\cdot\nabla h|\,dq\,dt . (2.7)

Indeed, the chain rule along reference paths, entrance domination and Tonelli's theorem prove this in that order. If ht+bref⋅∇h=0h_t+b_{\rm ref}\cdot\nabla h=0, the integrand becomes ∣∇h⋅(j−brefρ)∣|\nabla h\cdot(j-b_{\rm ref}\rho)|. Comparison to jref=brefρrefj_{\rm ref}=b_{\rm ref}\rho_{\rm ref} therefore costs both j−jrefj-j_{\rm ref} and bref(ρref−ρ)b_{\rm ref}(\rho_{\rm ref}-\rho). An event estimate additionally needs the test's guard width, initial bad mass, interval, decoder and own reference crossings. Flow existence and reference-compatible selection are separate premises, studied in the companion flow paper [3]. Equations (2.4) and (2.7) do not assign a new actual law at an intermediate time. The domination premise concerns the complete original joint law, including retained source and archive coordinates. Absolute continuity alone supplies no finite value of CC, and an averaged conditional bound supplies no uniform guarantee after arbitrarily rare postselection.

A sharp surface requires an appropriate trace and crossing area formula; a volume L1L^1 current estimate or an almost-every-level coarea statement does not by itself control flux at a prescribed surface. Smooth guard tests can instead bound a traversal that changes hh by a stated positive amount. Tangential contacts and moving guards must satisfy their own chain-rule or crossing premises. All such estimates concern the full time interval in (2.7).