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Shadow Theory

Module E / Native causal fields

Build the causal field exactly

The four-unit parity construction, corrected cause repertoires, IIT distinctions and relations, geometric consequences and failed controls.

A selected native parity structure and its limits

A causal structure can be selected, irreducible and extensively related without yet determining a spatial appearance. This module makes that distinction exact. It supplies a complete finite construction under IIT 4.0 (Albantakis et al., 2023), carrying the calculation through state selection, normalized partition selection, purview exclusion, complex selection and the full relation structure. High-order purviews survive all these steps. Positivity of a preferred repertoire alone would not establish that result.

The construction is a mathematical native model, not an observation of experience. Earlier IIT parity examples include a self-linked four-element system (Balduzzi and Tononi, 2008). The no-self noisy system developed here has a different transition matrix and is scored under the later definitions. Its exact results also show where a further content map is needed.

5.1 Native model and repertoire convention

Fix four independently preparable binary units V={A,B,C,D}V=\{A,B,C,D\} and one synchronous update. For x∈{0,1}4x\in\{0,1\}^4, let

Yj=⨁i≠jxi⊕Nj,Pr⁡(Nj=0)=q=1−η,23<q≤1.(24) Y_j=\bigoplus_{i\ne j}x_i\oplus N_j,\qquad \Pr(N_j=0)=q=1-\eta,\qquad \frac23<q\le1. \tag{24}

The four output noises are independent conditional on xx. Native ports prepare or hold individual units; a global change of coordinates is not a change of native grain. Fix the current state to 00000000 before scoring. Write Lq=log⁡2(2q)L_q=\log_2(2q). Over F2\mathbb F_2, the noiseless matrix is T=I+JT=I+J, where JJ is the all-ones matrix. Since J2=0J^2=0 in dimension four, T2=IT^2=I. Every native preparation therefore has a different noiseless successor.

The calculation follows the unitwise marginalization and product repertoires in Albantakis et al. (2023), Eqs. 28–47. Missing parents are uniformly independently prepared for each output; the product is then taken. This differs from the observational joint conditional obtained by sharing one missing-parent draw. For a mechanism MM and purview ZZ, intrinsic information uses the specified state probability multiplied by its log likelihood ratio against the unconstrained repertoire. Unconstrained effects average the mechanism-specific products, in the order of the primary Eq. 31.

Each fully supplied parity row gives its satisfying output probability qq; missing even one parent gives 1/21/2. Every subset of the rows of TT is linearly independent. Consequently, the unconstrained effect on zz units is 2−z2^{-z}, and the unconstrained forward-cause likelihood on mm mechanism units is 2−m2^{-m}. For a constant baseline bb, plog⁡2(p/b)p\log_2(p/b) is nonpositive when p≤bp\le b and strictly increasing when p>bp>b. State selection can therefore be proved by exact probabilities rather than floating-point log rankings.

5.2 Typed partitions and selected distinctions

Mechanism and purview copies retain different types even when their unit names coincide. A disintegration partitions their disjoint union into blocks (Mr,Zr)(M_r,Z_r). The primary Eq. 38 excludes a block with Mr=MM_r=M and nonempty ZrZ_r; empty mechanism or purview blocks are otherwise allowed. Its normalization denominator is

c=∣M∣∣Z∣−∑r∣Mr∣∣Zr∣.(25) c=|M||Z|-\sum_r|M_r||Z_r|. \tag{25}

It counts possible slots, including absent and self slots. It does not count actual native edges. In the present twelve-edge network, a value c=13c=13 must not be described as thirteen physically severed edges.

If a partition loses kk intact parity constraints, its selected-state ratio is (2q)k(2q)^k. Its raw irreducibility is wkLqwkL_q, where ww is the backward or forward selected-state weight; the normalized comparison reduces exactly to k/ck/c. Exclusion compares the resulting raw scores across purviews.

Proposition 5.1: exactly five positive distinctions

For model (24), the whole mechanism uniquely selects cause and effect purview VV, with

φc(V,V)=φe(V,V)=3q4Lq. \varphi_c(V,V)=\varphi_e(V,V)=3q^4L_q.

Each triple M=V∖{j}M=V\setminus\{j\} uniquely selects cause purview VV and effect purview {j}\{j\}, with

φc(M,V)=q3Lq,φe(M,{j})=qLq,φd(M)=q3Lq. \varphi_c(M,V)=q^3L_q,\qquad \varphi_e(M,\{j\})=qL_q,\qquad \varphi_d(M)=q^3L_q.

All mechanisms of size one or two have zero distinction irreducibility. There are exactly five positive distinctions at this nominated grain.

Proof. For a whole-mechanism effect purview of size zz, a valid partition can retain at most one fully supplied output. Two retained outputs require either overlapping disjoint three-parent blocks or one block containing all four mechanism units and nonempty purview, which is excluded. Keeping one row requires at least three retained slots. It can attain k=z−1k=z-1, c=4z−3c=4z-3 by placing its three parents with that output and detaching the rest. Losing all rows has k=zk=z, c≤4zc\le4z, hence ratio at least 1/41/4. Since (z−1)/(4z−3)<1/4(z-1)/(4z-3)<1/4, the retaining-one partition wins. Raw effect scores for z=1,2,3,4z=1,2,3,4 are respectively

0,q2Lq,2q3Lq,3q4Lq.(26) 0,\qquad q^2L_q,\qquad 2q^3L_q,\qquad 3q^4L_q. \tag{26}

For the whole cause, retaining two or three rows is possible by placing all four past units with a proper current block. If r≥2r\ge2 rows survive, at least 4r4r slots are retained, so c≤4(4−r)c\le4(4-r) and (4−r)/c≥1/4(4-r)/c\ge1/4. Retaining none also has ratio at least 1/41/4. Retaining one needs at least three slots and attains (k,c)=(3,13)(k,c)=(3,13), whose ratio 3/13<1/43/13<1/4 wins. The backward weight is q4q^4, giving 3q4Lq3q^4L_q. Every proper cause purview is reducible: at most two past units supply no complete row; three past units supply just one row, which can be put with its corresponding current unit while separating the rest.

A triple mechanism has three independent constraints on four past bits. The two satisfying past states tie, each with backward weight q3/2q^3/2; for M=ABCM=ABC, they are 00000000 and 11101110. Keeping two rows requires all four past units in one block and has ratio at least 1/41/4. Keeping one row attains (k,c)=(2,9)(k,c)=(2,9), whereas losing all has ratio at least 1/41/4. The raw cause score is therefore (q3/2)2Lq=q3Lq(q^3/2)2L_q=q^3L_q. Proper cause purviews are reducible. In the effect direction, only the omitted unit has all three parents available. Every valid partition loses that three-input constraint, giving qLqqL_q. Appending fair outputs only dilutes its selected-state weight, so the singleton wins. One- and two-unit mechanisms supply no full output parent set.

For the whole effect, 3q4>2q33q^4>2q^3 when q>2/3q>2/3, and 3q4>q23q^4>q^2 in that range. The whole thus beats all proper purviews. The constant-baseline argument establishes state maxima; tied triple cause states have identical cut scores. □\square

At q=2/3q=2/3, the whole and size-three effect purviews tie; at q=3/5q=3/5, the latter win. These boundaries are part of the result. A largest-cardinality tie rule is not substituted for the primary procedure: the IIT 4.0 supplementary tie discussion advances state ties to congruence and purview ties to structure information. Current 00000000 is congruent with the uniquely selected whole system cause/effect state proved next.

5.3 Native subsystem and complex selection

System selection cannot be inferred from the mechanism scores. The calculation uses the primary current-background effect rule and whole-current-conditioned past-background cause rule (Eqs. 3–4). Let S⊆VS\subseteq V, k=∣S∣k=|S|, and W=V∖SW=V\setminus S. Effects hold current W=0W=0. Causes average each unit’s kernel over the marginal law of past WW conditioned on all four current units being zero, then take the product. Replacing that posterior by a pinned past background would change the calculation.

Lemma 5.2: proper subsystem cause kernels

Proper subsystem cause kernels have parity-of-other-members success

ck=1+(2q−1)k+12(k=1,2,3), c_k=\frac{1+(2q-1)^{k+1}}2\qquad(k=1,2,3),

while the full cause kernel has success c4=qc_4=q.

Proof. Put t=2q−1t=2q-1. The uniform global past prior cancels in Bayes’ rule. Since TT is invertible, the conditional past can be written X=TZX=TZ, where the four coordinates of ZZ are independent with Pr⁡(Zi=0)=q\Pr(Z_i=0)=q. For w=∣W∣w=|W|,

⨁i∈WXi={⨁i∈WZi,w even,⨁i∈SZi,w odd. \bigoplus_{i\in W}X_i= \begin{cases} \bigoplus_{i\in W}Z_i,&w\text{ even},\\ \bigoplus_{i\in S}Z_i,&w\text{ odd}. \end{cases}

The parity sign expectation is respectively twt^w or tkt^k. Multiplication by the output-noise sign expectation tt gives tk+1t^{k+1} for k=1,2,3k=1,2,3. There is no outside parity for k=4k=4. This is a unit-kernel calculation before the required product, not an assertion of independent posterior past bits. □\square

Write c2=(1+t3)/2c_2=(1+t^3)/2, c3=(1+t4)/2c_3=(1+t^4)/2. The subsystem scores will be

F1=0,F2=2c22log⁡2(2c2),F3=3c331+(2c3−1)3log⁡2(2c3),F4=4q4Lq.(27) \begin{aligned} F_1&=0, & F_2&=2c_2^2\log_2(2c_2),\\ F_3&=\frac{3c_3^3}{1+(2c_3-1)^3}\log_2(2c_3),& F_4&=4q^4L_q. \end{aligned}\tag{27}

Here FkF_k is system irreducibility, not the total distinction/relation sum.

Lemma 5.3: selected subsystem states and partitions

Throughout 2/3<q≤12/3<q\le1, the effect-maximizing state is zero for every positive subsystem. Cause-maximizing states are zero for pairs and the whole, and 000,111000,111 for triples. Official directional system partitions and their largest-raw normalized-MIP tie rule yield (27).

Proof. Pair and whole parity maps are invertible. Their unconstrained baselines are uniform, and the zero state’s probability is the unique maximum. The function plog⁡(p/b)p\log(p/b) argument proves intrinsic selection. A singleton has no internal parent, so its constrained and unconstrained laws coincide.

For a triple, the noiseless image consists of even-parity vectors. With t=2q−1t=2q-1, the unconstrained effect probability of a state of Hamming weight mm is (1+(−1)mt3)/8(1+(-1)^mt^3)/8. Its likelihood-ratio classes are

r0=(1+t)31+t3,r1=(1+t)21+t+t2,r2=(1+t)(1−t)21+t3,r3=(1−t)21+t+t2. \begin{aligned} r_0&=\frac{(1+t)^3}{1+t^3}, & r_1&=\frac{(1+t)^2}{1+t+t^2},\\ r_2&=\frac{(1+t)(1-t)^2}{1+t^3}, & r_3&=\frac{(1-t)^2}{1+t+t^2}. \end{aligned}

For 0<t<10<t<1, r0>r1>1r_0>r_1>1 and r2,r3<1r_2,r_3<1; these follow by multiplication of the positive denominators. The zero weight q3q^3 also exceeds the one-flip weight q2(1−q)q^2(1-q), so zero maximizes information. At q=1q=1, impossible effects have zero weight. Applying the analogous even-parity likelihood calculation to the cause kernel gives two equal maxima 000,111000,111, each of posterior weight c33/[1+(2c3−1)3]c_3^3/[1+(2c_3-1)^3]; every other input yields a two-flip likelihood ratio below one.

In a directional system cut, let aa be the number of affected targets and CC the number of cut potential slots. An internal parent cut makes its target fair. Selected-state effect and cause ratios are (2q)a(2q)^a and (2ck)a(2c_k)^a. Since C≤a(k−1)C\le a(k-1), the minimum normalized signature is a/C=1/(k−1)a/C=1/(k-1), attained by incoming cuts into singleton blocks. Among these normalized minima, the primary system rule chooses the largest raw score, hence a=ka=k. This proves (27). Proper pairs have c2<qc_2<q and triples c3<qc_3<q with posterior denominator at least one, so cause is the bottleneck for q<1q<1. At q=1q=1, pair directions tie and the triple cause weight is 1/21/2. □\square

Theorem 5.4: the unique selected complex

At the specified native grain, ABCDABCD is the unique selected complex for every 2/3<q≤12/3<q\le1.

Proof. For q∈[2/3,1]q\in[2/3,1],

76q2−c2=4q(q−2/3)(9/8−q)≥0,log⁡2(2c2)≤Lq. \frac76q^2-c_2=4q(q-2/3)(9/8-q)\ge0,\qquad \log_2(2c_2)\le L_q.

Therefore F2≤(49/18)q4Lq<4q4Lq=F4F_2\le(49/18)q^4L_q<4q^4L_q=F_4. On [2/3,3/4][2/3,3/4], c3≤17/32c_3\le17/32, and

F3≤3(17/32)3Lq<4(2/3)4Lq≤F4. F_3\le3(17/32)^3L_q<4(2/3)^4L_q\le F_4.

On [3/4,1)[3/4,1), c3<qc_3<q gives F3<3q3Lq≤4q4LqF_3<3q^3L_q\le4q^4L_q. At q=1q=1, F3=3/2<F4=4F_3=3/2<F_4=4. Singletons have zero score. Native permutation symmetry covers all fourteen proper candidates, proving strict dominance. □\square

At q=31/32q=31/32, the scores by size are approximately 00, 1.442346411.44234641, 1.180303801.18030380, 3.361588793.36158879; exact rational logarithmic certificates give a full-versus-proper gap greater than 1.919242371.91924237. At q=1q=1, the scores are 00, 22, 1.51.5, 44. These values illustrate the strict dominance established analytically above.

5.4 Spectators and normalization sensitivity

An independent spectator leaves an unchanged (M,Z)(M,Z) pair unchanged. It can nevertheless change a normalized score when explicitly appended to ZZ. For r≥1r\ge1 independent spectator past bits and fair unconstrained current preparations, the padded whole pair has

φe=3q42−rLq,k/c=3/(13+4r),φc=q42−rLq,k/c=1/[4(r+1)]. \begin{aligned} \varphi_e&=3q^4 2^{-r}L_q,& k/c&=3/(13+4r),\\ \varphi_c&=q^4 2^{-r}L_q,& k/c&=1/[4(r+1)]. \end{aligned}

The cause MIP switches: retaining three rows with all original past bits, detaching the fourth row and the spectators gives the latter ratio. Retaining s=2,3s=2,3 rows gives (4−s)/[4(4+r−s)](4-s)/[4(4+r-s)], minimized at s=3s=3; retaining one gives 3/(13+4r)3/(13+4r) and loses for r≥1r\ge1. The backward weight is diluted by 2−r2^{-r}. The unpadded cause thus still wins. Effect dilution likewise preserves its winner.

A constant spectator E′=0E'=0 is different: appending its zero effect has selected and unconstrained factor one. The raw effect can tie the original while its possible-slot denominator changes. Past EE is still independently preparable and irrelevant, so cause is diluted. This is a nominated ambient purview tie, not a counterexample to full IIT. Any mixed subsystem containing the independently disconnected constant has a directional cut of absent cross influence, preserving every unit kernel and giving zero system loss. Its marginal past remains fair after conditioning on 0000000000. Core subsystem kernels are unchanged, so Theorem 5.4 excludes the constant before within-complex purviews are selected. No invented causal-footprint pruning is needed. Alternate grains and coupled spectators are not addressed.

5.5 All relations and total structure

Let d0d_0 be the whole distinction with a=3q4Lqa=3q^4L_q, and d1,…,d4d_1,\ldots,d_4 the triples with b=q3Lqb=q^3L_q. Every cause purview is VV; effects are VV for d0d_0 and the respective omitted singletons for the triples. All carry zero-valued unit states. Cause/effect occurrences retain distinction and side IDs, even if their material sets coincide. A face selects at least two occurrences, covers each involved distinction, and has nonempty congruent intersection. The primary relation purview is the union of its face overlaps, with

φr(D)=∣Zr∣min⁡d∈Dφd∣Zc(d)∪Ze(d)∣.(28) \varphi_r(D)=|Z_r|\min_{d\in D}\frac{\varphi_d}{|Z_c(d)\cup Z_e(d)|}.\tag{28}

Congruent material units are counted once in the denominator. Self-relations are included by the primary composition definition.

Proposition 5.5: 31 relations and 309 faces

The selected complex has 31 positive relations, 309 valid faces, and

Φ=(6q4+31q3)Lq. \Phi=(6q^4+31q^3)L_q.

Proof. Each nonempty subset of five distinctions defines a relation. Every subset of at least two has an all-cause face whose overlap is VV. Its overlap union is therefore VV. It contains a triple, a>ba>b, and each distinction’s cause/effect union has cardinality four. Equation (28) gives bb for all 26 multi-distinction relations. The whole self-overlap gives aa, and each triple self-overlap is its effect singleton, giving b/4b/4. Relations sum to a+27ba+27b; distinctions sum to a+4ba+4b. Their total is 2a+31b=(6q4+31q3)Lq2a+31b=(6q^4+31q^3)L_q.

For completeness, if a multi-distinction subset contains mm triples and includes d0d_0 with indicator hh, its valid-face count is (1+2m)3h(1+2m)3^h: either no singleton effect is selected or exactly one is selected as effect or both; two different singleton effects cannot intersect. The whole distinction has three side choices. Each singleton distinction subset has one self-face. Counts by relation degree are as follows.

Degree 1 2 3 4 5
Relations 5 10 10 5 1
Faces 5 66 118 93 27

There are thus 31 relations and 309 faces. At q=1q=1, the distinction sum is 77, the relation sum 3030 and Φ=37\Phi=37. □\square

5.6 Symmetry does not select a spatial layout

All 24 permutations of native units commute with TT and preserve noise, state 00000000, selected distinctions and faces. Suppose a single four-point metric is determined solely by this native organization and respects these automorphisms. Pair transitivity forces every distinct pair to have the same distance λ\lambda. If λ>0\lambda>0, the three differences from one Euclidean point have Gram matrix (λ2/2)(I+J)(\lambda^2/2)(I+J), whose determinant is λ6/2>0\lambda^6/2>0. A faithful Euclidean realization needs dimension at least three, attained by a tetrahedron. A pseudometric may instead collapse all points. Likewise, an invariant nonempty strict line-betweenness relation is impossible because the group is transitive on ordered distinct triples.

This premise excludes independently specified geometry, asymmetry, state or history that breaks the automorphisms. It does not exclude a symmetric distribution over realized asymmetric layouts; such a law has an additional outcome/context input. The exact physical structure consequently establishes neither a line nor a general two-dimensional qualitative map.

5.7 Failed motifs and a weak-link qualification

A contrasting five-unit candidate shows why preferred purviews must be tested against exclusion. Take five native binary units on the line A,B,C,D,EA,B,C,D,E, each reading itself and its neighbors. Interior probabilities of next value 11 at parent-one counts 0,1,2,30,1,2,3 are (1/10,3/10,7/10,9/10)(1/10,3/10,7/10,9/10); endpoint probabilities at counts 0,1,20,1,2 are (1/10,1/2,9/10)(1/10,1/2,9/10). Conditional next-unit noise is independent. At current 0000000000, candidate purviews ABC,CDE,C,ABCDEABC,CDE,C,ABCDE have nontrivial intersection/union relations but do not survive exclusion for mechanisms B,D,C,BDB,D,C,BD respectively. Complete unitwise repertoire and typed-partition evaluation gives:

Mechanism Maximum cause purviews Maximum effect purviews
BB AB,AC,BCAB,AC,BC AB,ACAB,AC
DD CD,CE,DECD,CE,DE CE,DECE,DE
CC BC,BD,CDBC,BD,CD BC,BD,CDBC,BD,CD
BDBD CC CC

The union candidate’s effect probability is 8281/500008281/50000, its forward-cause likelihood 81/10081/100, and backward selectivity 81/87281/872. Those positive repertoires alone are not selected distinctions. There are 726 admissible typed partitions for BD,ABCDEBD,ABCDE; the reduced 35+1=2443^5+1=244 representative assignments give 54 distinct probability/slot signatures. Empty-mechanism subdivision adds no signature. A cause-MIP tie for BD,CBD,C has raw scores (169/218)log⁡2(13/10)(169/218)\log_2(13/10) and twice this value with one and two cut slots; normalized scores agree. CC beats the preselected union under either retained tie resolution. The public finite checker supplies the complete exclusion table without using a private largest-cardinality rule.

The overlapping ABC,CDEABC,CDE candidates also give both an effect-to-cause overlap from left to right and from right to left through CC. Such overlap is not a strict temporal order. A deterministic-OR variant fails even state selection: for B=0B=0 over ABCABC, effect 000000 has intrinsic score 1/321/32, while 011011 has 9/329/32. Physical neighborhoods alone do not select congruent states.

A continuum obstruction explains why merely retuning a homogeneous singleton family is insufficient. Let each of three units have

Pr⁡(next=0∣k past ones)=(a,b,1−b,1−a),12≤b≤a≤1, \Pr(\text{next}=0\mid k\text{ past ones})=(a,b,1-b,1-a),\qquad \frac12\le b\le a\le1,

with independent next noise. For one current-zero mechanism, put u=(a+b+1)/4u=(a+b+1)/4. Singleton disintegration entirely detaches the purview. Positive congruent all-zero pair/triple raw effect scores are 2u2log⁡2(2u)2u^2\log_2(2u) and 3u3log⁡2(2u)3u^3\log_2(2u); corresponding raw causes are (a+b)log⁡2(a+b)/4(a+b)\log_2(a+b)/4 and alog⁡2(2a)/4a\log_2(2a)/4. State selection follows by comparing the constrained probabilities and likelihood ratios; zero is maximal, with allowed ties at a=ba=b. For a positive triple effect to beat its pair requires u≥2/3u\ge2/3, hence a+b≥5/3a+b\ge5/3. Its pair cause is then at least (5/12)log⁡2(5/3)>1/4(5/12)\log_2(5/3)>1/4, since 55>23355^5>2^3 3^5, while its triple cause is at most 1/41/4. Thus no positive congruent triple wins both directions in this family. At a=b=1/2a=b=1/2, all scores vanish; that boundary is not a positive distinction. The parity result blocks extrapolation of this restricted obstruction to all multi-unit mechanisms.

A separate five-unit weak-link candidate has, for its specified zero state, whole-effect weight

107653800000+24843800000ϵ \frac{107653}{800000}+\frac{24843}{800000}\epsilon

and forward-cause weight

1825+9100ϵ. \frac{18}{25}+\frac9{100}\epsilon.

Unitwise partition probabilities are affine in ϵ\epsilon: attenuate both C→DC\to D and D→CD\to C in the five-unit model, transmitting each signal with probability ϵ\epsilon and otherwise supplying an independent fair bit. Only one relevant marginalized factor changes in each direction. At both endpoints every partition is at most respectively 107653/800000107653/800000 and 18/2518/25, and a common maximizing class is constant there. A common endpoint ceiling over the admissible partition family therefore gives strictly positive specified-state losses for every ϵ>0\epsilon>0.

The coefficients (24843/800000)ϵ(24843/800000)\epsilon and (9/100)ϵ(9/100)\epsilon are probability losses, not final IIT φ\varphi after state selection, normalization and exclusion. A proposed binary appearance law based only on strict positivity would consequently be discontinuous at zero coupling; a continuous law would need an additional content/weight map. Neither alternative follows from these calculations. The exact selected parity construction supplies the properly qualified positive mechanism result.

The publication’s references identify the IIT definitions, earlier parity work and computational sources used here.