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Shadow Theory

The full source stress closes the cubic bootstrap

Lift the action and horizontal variation, compute the quotient inverse, and derive the exact off-shell residual.

5. The bootstrap on the projective quotient

5.1 Recover the action and its variation domain

Let A[T]A[T] be the generator reconstructed in Theorem 3.1. The source action uses endpoint and short-path operations:

Ssrc[T,B,χ]=λ−2∫U[(B−η)μνDμν(A[T])+BμνQμν(A[T])] d4x+Sm[B,χ].(30)S_{\mathrm{src}}[T,B,\chi]=\lambda^{-2}\int_U \left[(B-\eta)^{\mu\nu}D_{\mu\nu}(A[T]) +B^{\mu\nu}Q_{\mu\nu}(A[T])\right]\,d^4x+S_m[B,\chi]. \tag{30}

This is the chosen variational law in raw relation (4). The free quadratic part is Deser's spin-two starting law. The cubic part will be checked against total-current self-coupling. Neither is a condition for source admission.

Projection by (2) gives

S2=∫(hμνDμν(c)+ημνQμν(c)),S3=λ∫hμνQμν(c).(31)S_2=\int(h^{\mu\nu}D_{\mu\nu}(c)+\eta^{\mu\nu}Q_{\mu\nu}(c)),\qquad S_3=\lambda\int h^{\mu\nu}Q_{\mu\nu}(c). \tag{31}

The inverse is B=η+λhB=\eta+\lambda h and T=Hol⁡(λc)T=\operatorname{Hol}(\lambda c), by the transport ODE. Every density and generator variation in the declared domain lifts through (11). Thus the action's variational operations are recovered along with its values.

5.2 Construct the quotient inverse explicitly

Let cI=cαμβc_I=c^\alpha{}_{\mu\beta} range over all 64 components in four dimensions. Define

qz(c)=zμνQμν(c),(Hz)IJ=∂2qz∂cI∂cJ,J(z)=D∗z.(32)q_z(c)=z^{\mu\nu}Q_{\mu\nu}(c),\qquad (H_z)_{IJ}=\frac{\partial^2q_z}{\partial c_I\partial c_J}, \qquad J(z)=D^*z. \tag{32}

Compact variations fix the adjoint: ∫zμνDμν(u)=∫J(z)IuI\int z^{\mu\nu}D_{\mu\nu}(u)=\int J(z)_Iu_I after the matched boundary integration. Explicitly,

J(h)ℓpq=−∂ℓhqp+δpℓ∂nhqn.(33)J(h)^\ell{}_{pq}=-\partial_\ell h^{qp}+\delta^\ell_p\partial_n h^{qn}. \tag{33}

These definitions have no inverse differential operator. Let PωP\omega have components δβαωμ\delta^\alpha_\beta\omega_\mu. In the fixed component basis PTP=4IP^TP=4I and Π=PPT/4\Pi=PP^T/4 projects onto ker⁡H\ker H with H=HηH=H_\eta. Theorem 4.1 makes H+ΠH+\Pi invertible. Set

G=(H+Π)−1−Π,HG=GH=I−Π,GT=G.(34)G=(H+\Pi)^{-1}-\Pi,\qquad HG=GH=I-\Pi,\qquad G^T=G. \tag{34}

This is a coordinate inverse on the quotient. A different valid inverse changes the relevant outputs only by a projective vector, which DD annihilates. No physical Euclidean metric is selected by this use of component space.

For symmetric zz, HzP=0H_zP=0 by projective invariance of qzq_z and PTJ(z)=0P^TJ(z)=0 by D(Pω)=0D(P\omega)=0. Define

L(h)=−GJ(h),K(h,c)=GHhc,τμν(h,c)=Qμν(c)−DμνK(h,c).(35)L(h)=-GJ(h),\qquad K(h,c)=GH_hc,\qquad \tau_{\mu\nu}(h,c)=Q_{\mu\nu}(c)-D_{\mu\nu}K(h,c). \tag{35}

The free equation Hc+J(h)=0Hc+J(h)=0 gives c=L(h)+Pωc=L(h)+P\omega. The symmetric Ricci readout is independent of ω\omega. The linearized Levi–Civita connection of

φμν=−hμν+12ημνtr⁡ηh(36)\varphi_{\mu\nu}=-h_{\mu\nu}+\tfrac12\eta_{\mu\nu}\operatorname{tr}_\eta h \tag{36}

solves this equation and differs from L(h)L(h) only projectively. Thus r(h)=DL(h)r(h)=DL(h) is exactly Deser's metric spin-two operator:

2rμν(h)=□hμν−∂μ∂αhαν−∂ν∂αhαμ−12ημν□tr⁡ηh.(37)2r_{\mu\nu}(h)=\Box h_{\mu\nu} -\partial_\mu\partial^\alpha h_{\alpha\nu} -\partial_\nu\partial^\alpha h_{\alpha\mu} -\tfrac12\eta_{\mu\nu}\Box\operatorname{tr}_\eta h . \tag{37}

Its trace-adjusted Einstein form has identically zero flat divergence. Substitution yields the linear gauge transformations δhμν=ημν∂αξα−∂μξν−∂νξμ\delta h^{\mu\nu}=\eta^{\mu\nu}\partial_\alpha\xi^\alpha-\partial^\mu\xi^\nu-\partial^\nu\xi^\mu and δcαμν=∂μ∂νξα\delta c^\alpha{}_{\mu\nu}=\partial_\mu\partial_\nu\xi^\alpha, together with projective freedom. The gauge identities follow from the chosen quadratic law.

5.3 Vary the auxiliary background horizontally

Introduce auxiliary inverse metric density ψ\psi near η\eta. Here hh is a weight-one tensor density and cc a general (1,2)(1,2) tensor. With C(ψ)=LC(g(ψ))C(\psi)=\mathrm{LC}(g(\psi)), covariantize

S2(ψ)=∫[hμν(∇αcανμ−∇νcααμ)+ψμνQμν(c)].(38)S_2(\psi)=\int\left[ h^{\mu\nu}(\nabla_\alpha c^\alpha{}_{\nu\mu}-\nabla_\nu c^\alpha{}_{\alpha\mu}) +\psi^{\mu\nu}Q_{\mu\nu}(c)\right]. \tag{38}

The auxiliary background is torsion free as part of the computation. The dynamical cc is unrestricted. Its direct connection variation is

δCS2,kin=∫hμν[δCααρcρνμ−δCρανcαρμ−δCραμcανρ+δCρνμcααρ].(39)\begin{aligned} \delta_C S_{2,\mathrm{kin}}=\int h^{\mu\nu}\big[ &\delta C^\alpha{}_{\alpha\rho}c^\rho{}_{\nu\mu} -\delta C^\rho{}_{\alpha\nu}c^\alpha{}_{\rho\mu}\\ &-\delta C^\rho{}_{\alpha\mu}c^\alpha{}_{\nu\rho} +\delta C^\rho{}_{\nu\mu}c^\alpha{}_{\alpha\rho}\big]. \end{aligned} \tag{39}

It also equals ∫(Hhc)TδC\int(H_hc)^T\delta C. Check the equality directly, or expand BR(A)BR(A) around (ψ,C(ψ))(\psi,C(\psi)) and take the quadratic coefficient.

Theorem 5.1 (Off-shell source stress). Under the auxiliary tensor/density variation,

δS2(ψ)δψμν∣ψ=η=Qμν(c)−Dμν(GHhc)=τμν(h,c).(40)\left.\frac{\delta S_2(\psi)}{\delta\psi^{\mu\nu}}\right|_{\psi=\eta} =Q_{\mu\nu}(c)-D_{\mu\nu}(GH_hc)=\tau_{\mu\nu}(h,c). \tag{40}

The identity holds off shell for all smooth h,ch,c in the domain, including unrestricted torsion components.

Proof. The variation δC\delta C is the linearized Levi–Civita connection of δψ\delta\psi. It solves HδC+J(δψ)=0H\delta C+J(\delta\psi)=0, so δC=−GJ(δψ)+Pζ\delta C=-GJ(\delta\psi)+P\zeta for a one-form ζ\zeta. Since HhP=0H_hP=0,

∫(Hhc)TδC=−∫(GHhc)TJ(δψ)=−∫δψμνDμν(GHhc).(41)\int(H_hc)^T\delta C=-\int(GH_hc)^T J(\delta\psi) =-\int\delta\psi^{\mu\nu}D_{\mu\nu}(GH_hc). \tag{41}

The explicit ψQ\psi Q term supplies QQ. The integration uses the same compact-variation boundary contract as (32). This proves every component of (40), with derivatives of both fields retained.

The source operation is

B(ψ)=ψ+λh,T(ψ)=Hol⁡[C(ψ)+λc],cψ=A[T]−C(ψ)λ.(42)B(\psi)=\psi+\lambda h,\qquad T(\psi)=\operatorname{Hol}[C(\psi)+\lambda c],\qquad c_\psi=\frac{A[T]-C(\psi)}{\lambda}. \tag{42}

Use the relative tensor generator in (38). Holding cψc_\psi fixed is different from freezing the physical transport. If BB follows (42) while TT is frozen, the chain-rule defect is

τfixed T=τ+λ−1D(GEc(2)),Ec(2)=J(h)+Hc.(43)\tau_{\mathrm{fixed}\ T}=\tau+\lambda^{-1}D(GE_c^{(2)}),\qquad E_c^{(2)}=J(h)+Hc . \tag{43}

Indeed δcψ=−δC/λ\delta c_\psi=-\delta C/\lambda, and the adjoint calculation gives (43). For h=0h=0 and only c011=x0c^0{}_{11}=x^0 nonzero, the correct τ11\tau_{11} is zero and the defect is 1/λ1/\lambda. Dropping the kinetic covariant variation altogether is a different failure: it keeps QQ and loses −DK-DK. Equation (42) implements the intended operation.

5.4 The exact residual closes the current

Theorem 5.2 (Closed bootstrap and off-shell recovery). The first-order Euler residuals of S2+S3S_2+S_3 are

Eh=D(c)+λQ(c),Ec=J(h)+Hc+λHhc.(44)E_h=D(c)+\lambda Q(c),\qquad E_c=J(h)+Hc+\lambda H_hc . \tag{44}

The exact identity is

r(h)+λτ(h,c)=Eh−D(GEc).(45)r(h)+\lambda\tau(h,c)=E_h-D(GE_c). \tag{45}

On source solutions r(h)=−λτr(h)=-\lambda\tau. The interaction supplies no further auxiliary stress, so the self-coupling closes in one step.

Proof. Apply GG to the second residual: GEc=−L(h)+(I−Π)c+λK(h,c)GE_c=-L(h)+(I-\Pi)c+\lambda K(h,c). Since DΠc=0D\Pi c=0, subtracting its DD image from EhE_h gives (45). On a connection solution, c=L(h)−λK(h,c)+Pωc=L(h)-\lambda K(h,c)+P\omega exactly, and its derivative contributes the derivative stress in the hh equation. Holding the relative tensor cc fixed under (42), λhQ\lambda hQ has no explicit auxiliary-background dependence or explicit derivatives. Its auxiliary stress is zero, so the current already equals the total self-current in this prescription.

Equation (45) gives ∥r+λτ∥≤∥Eh∥+∥DGEc∥\|r+\lambda\tau\|\le\|E_h\|+\|DGE_c\| in matching norms. It exposes the derivative cost of transferring an error in the connection equation. Small undifferentiated connection residuals alone do not certify a small Einstein residual.

The completed action follows after the current has been verified:

λ−2BμνRμν(A)=λ−1ημνDμν(c)+hμνDμν(c)+ημνQμν(c)+λhμνQμν(c).(46)\lambda^{-2}B^{\mu\nu}R_{\mu\nu}(A) =\lambda^{-1}\eta^{\mu\nu}D_{\mu\nu}(c)+h^{\mu\nu}D_{\mu\nu}(c) +\eta^{\mu\nu}Q_{\mu\nu}(c)+\lambda h^{\mu\nu}Q_{\mu\nu}(c). \tag{46}

The first term is the explicit constant-density divergence. No convergence of an infinite series is assumed. The current construction and nonlinear closure recover Deser's equations throughout the declared domain.

Published source: Transport and Projective Reduction in a Source–Readout Derivation of Einstein Gravity. Read the original PDF alongside the web treatment.