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Shadow Theory

Section 6 9 October 2026

A first-domain route to full-wave continuity

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6 A first-domain route to full-wave continuity

The deterministic flow theorem requires a continuous representative of the complete wave. In configuration dimension eight, an ordinary H2H^2 estimate does not give this. Conversely, asking for sufficiently many powers of the Hamiltonian can exclude the intended entrance: a bounded radial step need not preserve H3H^3, and an uncut Gaussian need not lie in the second domain of a Coulomb Hamiltonian. We use one genuine Hamiltonian graph together with higher tangential regularity. Throughout these application sections ℏ=1\hbar=1 after the stated choice of units; finite internal reference fibres are included in all norms.

6.1 Common forms and tangent graphs

Here is the propagation statement used below. Its hypotheses concern operators and their common form, not an already selected trajectory. Let H\mathcal H be the full spatial/internal Hilbert space, HcH_{\rm c} a semibounded self-adjoint central operator, and A≥1\mathcal A\geq1 a positive self-adjoint estimate operator strongly commuting with HcH_{\rm c}. Write H(t)=Hc+B(t)H(t)=H_{\rm c}+B(t) on a specified common first domain or as the corresponding common closed form. Assume the following on [0,T][0,T].

  1. The physical Hermitian forms hth_t have a common domain V⊂H⊂V∗\mathcal V\subset\mathcal H\subset\mathcal V^*, uniform finite-horizon coercivity after a scalar shift, and an absolutely continuous V→V∗\mathcal V\to\mathcal V^* dependence with integrable derivative.

  2. A form-dense joint test core for HcH_{\rm c} and the tangent graphs respects the physical boundary condition. On this core the closed extensions of

    ∥[Am,H(t)]u∥≤Cm(t)∥Amu∥,m=1,2,3,∥A2H˙(t)u∥≤D(t)∥A3u∥\begin{align}\|[\mathcal A^m,H(t)]u\|&\leq C_m(t)\|\mathcal A^m u\|, &&m=1,2,3,\tag{6.1}\\ \|\mathcal A^2\dot H(t)u\|&\leq D(t)\|\mathcal A^3u\| \tag{6.2}\end{align}

    hold, with Cm,D∈L1(0,T)C_m,D\in L^1(0,T). Moreover B(t)A−1B(t)\mathcal A^{-1} and A2B(t)A−3\mathcal A^2 B(t)\mathcal A^{-3} are bounded uniformly on the finite interval.

  3. For PN=1[1,N](A)P_N=1_{[1,N]}(\mathcal A), restriction of the physical form to PNHP_N\mathcal H is HN=Hc∣PNH+PNB(t)PNH_N=H_{\rm c}|_{P_N\mathcal H}+P_NB(t)P_N. The second term is a bounded absolutely continuous perturbation on that range. For joint-core test vectors, HNPNχ→HχH_NP_N\chi\to H\chi in H\mathcal H and PNχ→χP_N\chi\to\chi in V\mathcal V, locally uniformly in time.

The core and convergence assertions will be checked for the concrete parents; an interior-compact form core is not automatically an operator graph core at a boundary.

Theorem 6.1 (One physical graph and finite tangent propagation)

If

f∈D(A3)∩D(H(0)),H(0)f∈D(A2), f\in D(\mathcal A^3)\cap D(H(0)),\qquad H(0)f\in D(\mathcal A^2), (6.3)

then the common-form evolution with entrance ff satisfies

ψ∈L∞(0,T;D(A3)),H(t)ψ∈L∞(0,T;D(A2)),∂tψ=−iH(t)ψ. \psi\in L^\infty(0,T;D(\mathcal A^3)),\qquad H(t)\psi\in L^\infty(0,T;D(\mathcal A^2)),\qquad \partial_t\psi=-iH(t)\psi. (6.4)

The first-graph equation is used in its mild sense; no f∈D(H(0)2)f\in D(H(0)^2) assumption is made. In addition,

A2ψ∈D(Hc),HcA2ψ=A2H(t)ψ−A2B(t)ψ \mathcal A^2\psi\in D(H_{\rm c}),\qquad H_{\rm c}\mathcal A^2\psi =\mathcal A^2H(t)\psi-\mathcal A^2B(t)\psi (6.5)

for almost every time, with finite uniform bounds on a finite horizon.

Proof

On PNHP_N\mathcal H, solve the central operator plus bounded time-dependent perturbation with entrance fN=PNff_N=P_Nf. Existence follows, for example, by the interaction-picture integral equation and successive iteration. Difference quotients for the absolutely continuous bounded perturbation give strong evolution on the common central domain. For gN=HNψNg_N=H_N\psi_N they give the mild identity

gN(t)=UN(t,0)HN(0)fN+∫0tUN(t,s)H˙N(s)ψN(s) ds. g_N(t)=U_N(t,0)H_N(0)f_N+ \int_0^tU_N(t,s)\dot H_N(s)\psi_N(s)\,ds. (6.6)

One can first verify this identity for stronger central-domain data and smooth time coefficients, and pass by first-domain and L1L^1 forcing approximation. It does not require differentiating HNgNH_Ng_N in H\mathcal H.

The bounded tangent operator on each compressed range permits the ordinary energy calculation. Symmetry of HNH_N removes its undifferentiated term, and (6.1) gives

∥A3ψN(t)∥≤e∫0tC3∥A3fN∥=:XN(t). \|\mathcal A^3\psi_N(t)\| \leq e^{\int_0^t C_3}\|\mathcal A^3f_N\|=:X_N(t).

Obtain the homogeneous A2\mathcal A^2 propagator bound in the same way on strong-domain data and extend by density. Apply it to (6.6), using (6.2), to obtain

∥A2gN(t)∥≤e∫0tC2(∥A2HN(0)fN∥+∫0te−∫0sC2D(s)XN(s) ds). \|\mathcal A^2g_N(t)\| \leq e^{\int_0^t C_2} \left(\|\mathcal A^2H_N(0)f_N\| +\int_0^t e^{-\int_0^s C_2}D(s)X_N(s)\,ds\right). (6.7)

These constants are independent of NN. The initial graph converges: the central term commutes with PNP_N, and A2BA−3\mathcal A^2B\mathcal A^{-3} is bounded, so A2HN(0)PNf→A2H(0)f\mathcal A^2H_N(0)P_Nf\to\mathcal A^2H(0)f.

Physical coercivity and ht(ψN,ψN)=⟨ψN,gN⟩h_t(\psi_N,\psi_N)=\langle\psi_N,g_N\rangle give a uniform V\mathcal V bound. Weak compactness, the uniform gNg_N bound, and the integrated equation against joint-core tests therefore give a limit solving the true V/V∗\mathcal V/\mathcal V^* equation. The test-core convergence in the hypotheses identifies its operator with the original physical form, rather than an artificial tangent energy.

Uniqueness of that variational equation precedes any use of norm conservation in taking the limit. Indeed for the difference uu of two solutions, the Gelfand-triple norm identity gives

ddt∥u∥2=2Re⁡⟨−iH(t)u,u⟩V∗,V=0. \frac{d}{dt}\|u\|^2 =2\operatorname{Re}\langle-iH(t)u,u\rangle_{\mathcal V^*,\mathcal V}=0.

This identity follows by Steklov averaging in time for u∈Lt2Vu\in L^2_t\mathcal V, u˙∈Lt2V∗\dot u\in L^2_t\mathcal V^*; no H2H^2 operator domain is used. Equal entrance data imply u=0u=0. The same identity conserves the norm of the identified limit. Consequently weak convergence and ∥ψN(t)∥=∥PNf∥→∥f∥=∥ψ(t)∥\|\psi_N(t)\|=\|P_Nf\|\to\|f\|=\|\psi(t)\| give strong H\mathcal H convergence. The uniform derivative bound ∥ψ˙N∥=∥gN∥\|\dot\psi_N\|=\|g_N\| and a finite time grid make it uniform in time.

Testing the weak limit of gNg_N against the form-dense core identifies it with the form action H(t)ψH(t)\psi. Since this action is in H\mathcal H, the definition of the operator associated with the closed form puts ψ\psi in the genuine first domain. Lower semicontinuity transfers the tangent estimates and proves (6.4). Finally set uN=A2ψNu_N=\mathcal A^2\psi_N. Strong commutation gives

HcuN=A2gN−PNA2BψN. H_{\rm c}u_N=\mathcal A^2g_N-P_N\mathcal A^2B\psi_N.

Both sides have uniform H\mathcal H bounds. A self-adjoint operator has a weakly closed graph: testing a weak limit against every χ∈D(Hc)\chi\in D(H_{\rm c}) identifies its central image. The bounded map A2BA−3\mathcal A^2B\mathcal A^{-3} identifies the last term and proves (6.5).

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6.2 The product regularity, and what it does not say

Suppose that on a compact radial chart the central operator is genuinely second-order elliptic in one normal coordinate rr, while A\mathcal A is independent of rr and elliptic in mm tangent coordinates. The other central terms are of tangent order at most two, with bounded coefficients on the enlarged chart. Bounded radial multiplication jumps are allowed. Then (6.5), applied to A2ψ\mathcal A^2\psi, gives

∥ψ(t)∥Hr2Htan4(K)≤CK{∥A2H(t)ψ(t)∥+∥A3ψ(t)∥}. \|\psi(t)\|_{H^2_rH^4_{\rm tan}(K)} \leq C_K\{\|\mathcal A^2H(t)\psi(t)\| +\|\mathcal A^3\psi(t)\|\}. (6.8)

Here and below the notation means a product norm with Fourier weight (1+ξr2)2(1+∣ξtan∣2)4(1+\xi_r^2)^2(1+|\xi_{\rm tan}|^2)^4, not the intersection of two separately controlled spaces.

To justify the product, first use local tangent ellipticity to obtain four tangent derivatives from A2\mathcal A^2. The radial equation for A2ψ\mathcal A^2\psi then has an L2L^2 right side: the additional two tangent derivatives are paid by A3ψ\mathcal A^3\psi, and A2Bψ\mathcal A^2B\psi is already bounded. Radial first derivatives and cutoff commutators are absorbed in the one-dimensional elliptic estimate. Lower tangent powers have the same central graph because A≥1\mathcal A\geq1 strongly commutes with HcH_{\rm c}; they control the lower-order chart cutoff terms. Radial cutoffs commute with A\mathcal A. Thus the two radial derivatives act on the tangent-order four quantity. In physical three-dimensional polar measure one can equivalently use rψr\psi on an annulus, absorbing the 2r−1∂r2r^{-1}\partial_r term. No radial derivative of a potential jump or of 1/r1/r is taken.

Local L2L^2 time continuity and the uniform product bound imply joint spacetime continuity by interpolation whenever

2θ>12,4θ>m/2,θ<1. 2\theta>\tfrac12,\qquad 4\theta>m/2,\qquad \theta<1. (6.9)

Indeed Fourier Hölder gives convergence in Hr2θHtan4θH^{2\theta}_rH^{4\theta}_{\rm tan}, and the evaluation integral is absolutely convergent under (6.9). These bounds also imply local full H2H^2. The resulting continuous representative and local H2H^2 regularity are distinct outputs; high-dimensional H2H^2 alone was not used to assert continuity.

For example, a scalar step at zero admits the exact local stationary solution at energy 44

uL=e2ix+13e−2ix,VL=0;uR=43eix,VR=3. u_L=e^{2ix}+\tfrac13e^{-2ix},\quad V_L=0;\qquad u_R=\tfrac43e^{ix},\quad V_R=3.

The value and first derivative match. The right-minus-left jump of u′′u'' is 44, so the wave is locally H2H^2 but not H3H^3 across the interface. Multiplying by smooth tangent factors retains exactly the structure allowed in (6.8).