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Shadow Theory

Non-Source Projection and Internal Identifiability

Joint probes and source identifiability

Jeremy RodgersSection 7 of 14Original PDF ↗Publication DOI ↗

Joint probes and source identifiability

Definition 6.1 (Probe family and joint map).

Let II be an index set and Pi ⁣:S→YiP_i\colon S\to Y_i, i∈Ii\in I, a family of admissible probes , maps whose values an observer can in principle obtain. Define the joint probe map PI ⁣:S⟶∏i∈IYi,PI(s)=(Pi(s))i∈I,P_I\colon S\longrightarrow \prod_{i\in I}Y_i,\qquad P_I(s)=\bigl(P_i(s)\bigr)_{i\in I}, and corestrict it to its image ImPI\mathop{\mathrm{Im}}P_I, so that PI ⁣:S↠ImPIP_I\colon S\twoheadrightarrow\mathop{\mathrm{Im}}P_I is surjective. Write s∼Pis′  ⟺  Pi(s)=Pi(s′)s\sim_{P_i}s'\iff P_i(s)=P_i(s') and ∼I  :=  ⋂i∈I∼Pi,\sim_I\;:=\;\bigcap_{i\in I}\sim_{P_i}, the joint observational equivalence relation. The family identifies the source if PI(s)=PI(s′)⇒s=s′P_I(s)=P_I(s')\Rightarrow s=s'.

Theorem 6.2 (Joint-probe identifiability).

The following are equivalent.

  1. The probe family identifies the source.

  2. PIP_I is injective.

  3. The probes separate the points of SS: for all s≠s′s\neq s' there is i∈Ii\in I with Pi(s)≠Pi(s′)P_i(s)\neq P_i(s').

  4. ∼I  =  ΔS\sim_I\;=\;\Delta_S, the diagonal (i.e. equality).

  5. There is a left inverse on the image: a map RI ⁣:ImPI→SR_I\colon\mathop{\mathrm{Im}}P_I\to S with RI∘PI=idSR_I\circ P_I=\mathop{\mathrm{id}}_S.

Proof. (I1)⇔\Leftrightarrow(I2) is the definition of injectivity. (I2)⇔\Leftrightarrow(I3): PI(s)=PI(s′)P_I(s)=P_I(s') holds iff Pi(s)=Pi(s′)P_i(s)=P_i(s') for all ii; so PIP_I is injective iff no distinct pair agrees on every probe, which is (I3). (I3)⇔\Leftrightarrow(I4): s∼Is′s\sim_I s' means Pi(s)=Pi(s′)P_i(s)=P_i(s') for all ii; so ∼I\sim_I reduces to equality iff distinct points are separated by some probe.

(I2)⇒\Rightarrow(I5). PI ⁣:S→ImPIP_I\colon S\to\mathop{\mathrm{Im}}P_I is injective by (I2) and surjective by corestriction, hence bijective; take RI:=PI−1R_I:=P_I^{-1}, which satisfies RI∘PI=idSR_I\circ P_I=\mathop{\mathrm{id}}_S.

(I5)⇒\Rightarrow(I2). If PI(s)=PI(s′)P_I(s)=P_I(s') then s=RI(PI(s))=RI(PI(s′))=s′s=R_I(P_I(s))=R_I(P_I(s'))=s'. ◻

Corollary 6.3 (Residual ambiguity).

If ∼I  ≠  ΔS\sim_I\;\neq\;\Delta_S, then the maximally identifiable object from the probe family is the quotient S/ ⁣∼I    → ≅     ImPI,(25) S/\!\sim_I\;\;\xrightarrow{\ \cong\ }\;\;\mathop{\mathrm{Im}}P_I ,\tag{25} the bijection being induced by PIP_I. No rule whose input is the probe values alone reconstructs individual source states within a nontrivial ∼I\sim_I-class.

Proof. ∼I\sim_I is precisely the kernel pair of PIP_I: s∼Is′  ⟺  PI(s)=PI(s′)s\sim_I s'\iff P_I(s)=P_I(s'). Hence [s]↦PI(s)[s]\mapsto P_I(s) is well defined and injective on S/ ⁣∼IS/\!\sim_I, and surjective onto ImPI\mathop{\mathrm{Im}}P_I by corestriction, giving (25). For the second claim, let D ⁣:ImPI→ZD\colon\mathop{\mathrm{Im}}P_I\to Z be any map (a “rule”) and let s∼Is′s\sim_I s'. Then D(PI(s))=D(PI(s′))D(P_I(s))=D(P_I(s')): the rule returns the same output on both, so it cannot name which of s,s′s,s' was realized. ◻

Proposition 6.4 (Monotonicity under added probes).

If I⊆JI\subseteq J (the probes of II being among those of JJ), then ∼J  ⊆  ∼I,\sim_J\;\subseteq\;\sim_I , and there is a canonical surjection S/ ⁣∼J  ↠  S/ ⁣∼I,[s]J⟼[s]I.(26) S/\!\sim_J\;\twoheadrightarrow\;S/\!\sim_I,\qquad [s]_J\longmapsto[s]_I .\tag{26}

Proof. If s∼Js′s\sim_J s' then Pi(s)=Pi(s′)P_i(s)=P_i(s') for every i∈J⊇Ii\in J\supseteq I, hence for every i∈Ii\in I, i.e. s∼Is′s\sim_I s'. This inclusion of equivalence relations makes (26) well defined ([s]J=[s′]J⇒s∼Js′⇒s∼Is′⇒[s]I=[s′]I[s]_J=[s']_J\Rightarrow s\sim_J s'\Rightarrow s\sim_I s'\Rightarrow [s]_I=[s']_I), and it is surjective because every class [s]I[s]_I is hit by [s]J[s]_J. ◻

Remark 40 (Direction of (26)). The map goes from the finer quotient to the coarser one. More probes means a finer partition, hence a larger quotient set, which surjects onto the smaller. There is in general no map back: information present in S/ ⁣∼JS/\!\sim_J cannot be manufactured from S/ ⁣∼IS/\!\sim_I.

Thus tomography is the intersection of probe fibers: one adds probes, and the joint fiber {s′:s′∼Is}\{s':s'\sim_I s\} shrinks. Source recovery occurs precisely when that intersection reaches the diagonal. But we must be exact about what is and is not being claimed. Theorem 6.2 says when a family separates; it does not say that any particular physically available family does. Whether the probes an observer can actually run separate the source is a contingent fact about the model and the observer, not a theorem. The next section studies the case where, by hypothesis, they do not.

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