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Shadow Theory

Canonical Minimal Source Completion: The Coarsest Readout Extension on which a Nominated Family of Source Relations Becomes Well Defined

Worked example: flat U(1) connections on the circle

Jeremy RodgersSection 12 of 16Original PDF ↗Publication DOI ↗

Worked example: flat U(1)U(1) connections on the circle

We now exhibit every phenomenon of the general theory in a single, completely explicit gauge-theoretic example. It is the extreme case of readout loss: the readout is constant, so it distinguishes nothing at all, and the completion must supply everything.

The reduced source and the readout

Consider U(1)U(1) connections on the trivial bundle over the circle S1S^1, restricted to the flat ones. Gauge reduction (2.1) identifies gauge-equivalent connections; on the circle, the resulting reduced moduli space of flat connections is classified by the holonomy around the loop, so that Sflat ≅ U(1),z=eiθ,θ∈R/2πZ.(11.1) S_{\mathrm{flat}}\ \cong\ U(1), \qquad z=e^{i\theta},\quad\theta\in\mathbb{R}/2\pi\mathbb{Z} .\tag{11.1} This is the standard classification of flat connections on the circle by their holonomy (see, e.g., [5, 7]); we take it as given, and stress that SflatS_{\mathrm{flat}} is already the reduced source in the sense of Section 2: gauge potentials and gauge transformations have been quotiented away, and it is not available to us to reintroduce them.

The readout is the curvature. For flat connections the curvature vanishes identically, so pF ⁣:Sflat⟶T={0},pF(z)=0.(11.2) p_F\colon S_{\mathrm{flat}}\longrightarrow T=\{0\}, \qquad p_F(z)=0 .\tag{11.2} The readout fiber is the whole source: F0=Sflat≅U(1)F_0=S_{\mathrm{flat}}\cong U(1). Every nontrivial distinction on SflatS_{\mathrm{flat}} therefore fails to descend along pFp_F, and ∼pF\sim_{p_F} is the total relation. Note carefully what is not being claimed: we do not claim that curvature is the complete physical observable content of a gauge field. On the contrary, the example exists precisely because it is not, the Aharonov–Bohm effect [6] and the Wu–Yang analysis [7] are the physical statement that holonomy carries information the field strength does not. The readout pFp_F is a readout, not an ontology.

Transport completion

Nominate the single relation rhol ⁣:Sflat→U(1),rhol(z)=z,(11.3) r_{\mathrm{hol}}\colon S_{\mathrm{flat}}\to U(1), \qquad r_{\mathrm{hol}}(z)=z ,\tag{11.3} the oriented holonomy itself. It is eligible in the sense of Definition 2.1: holonomy around a fixed loop is gauge-invariant (for the abelian group U(1)U(1) it is invariant outright, not merely up to conjugacy), so it is a function on the reduced source. It is nominated because oriented parallel transport is what enters targets involving directed transport of charge around the loop.

By Definition 3.1, the completion is Ehol=Im(pF, rhol)={(0,z):z∈U(1)} ≅ U(1),(11.4) E_{\mathrm{hol}} =\mathop{\mathrm{Im}}\bigl(p_F,\ r_{\mathrm{hol}}\bigr) =\{(0,z):z\in U(1)\} \ \cong\ U(1),\tag{11.4} and ehol ⁣:Sflat→Ehole_{\mathrm{hol}}\colon S_{\mathrm{flat}}\to E_{\mathrm{hol}} is a bijection. Here SS is compact and T×V={0}×U(1)T\times V=\{0\}\times U(1) is Hausdorff, so Corollary 10.5 applies: the quotient and subspace topologies agree and (11.4) is a homeomorphism. By Proposition 12.1 below, the nomination {pF,rhol}\{p_F,r_{\mathrm{hol}}\} separates points of SflatS_{\mathrm{flat}}, so this is a case in which completion happens to reconstruct the whole reduced source. It does not restore gauge potentials or gauge representatives, by Corollary 9.1 it cannot, and it restores nothing beyond the reduced source.

Spectral completion

Now nominate instead the charged-scalar spectral target of Paper 2 [2]. For a scalar of unit charge on S1S^1 minimally coupled to the flat connection with holonomy eiθe^{i\theta}, let HθH_\theta denote the associated Laplace-type operator. The result we import from Paper 2 is Spec(Hθ)=Spec(Hθ′)⟺θ′≡±θ(mod2π),(11.5) \mathop{\mathrm{Spec}}(H_\theta)=\mathop{\mathrm{Spec}}(H_{\theta'}) \qquad\Longleftrightarrow\qquad \theta'\equiv\pm\theta \pmod{2\pi},\tag{11.5} with multiplicities. We do not reprove (11.5) here; it is exactly the Paper 2 input, and the new content of the present section is the family-level completion and refinement structure built on top of it.

Take Q={Qspec}\mathcal Q=\{Q_{\mathrm{spec}}\} with answer map aspec(z)=Spec(Hθ)a_{\mathrm{spec}}(z)=\mathop{\mathrm{Spec}}(H_\theta) for z=eiθz=e^{i\theta} (a well-defined function of zz, since θ↦Hθ\theta\mapsto H_\theta depends on θ\theta only mod 2π2\pi). By (11.5), the induced equivalence relation on SflatS_{\mathrm{flat}} is z ∼spec z′⟺z′=z  or  z′=z−1,(11.6) z\ \sim_{\mathrm{spec}}\ z' \qquad\Longleftrightarrow\qquad z'=z\ \text{ or }\ z'=z^{-1},\tag{11.6} the readout clause pF(z)=pF(z′)p_F(z)=p_F(z') being vacuous. Hence, by Proposition 8.1, Espec ≅ Sflat/ ⁣∼spec = U(1)/(z∼z−1).(11.7) E_{\mathrm{spec}}\ \cong\ S_{\mathrm{flat}}/\!\sim_{\mathrm{spec}}\ =\ U(1)/(z\sim z^{-1}).\tag{11.7}

Proposition 11.1 (The spectral completion is an interval).

Give U(1)/(z∼z−1)U(1)/(z\sim z^{-1}) the quotient topology. Then the assignment c ⁣:U(1)/(z∼z−1)⟶[−1,1],c([z])=Rez=cos⁡θ(z=eiθ),(11.8) c\colon U(1)/(z\sim z^{-1})\longrightarrow[-1,1], \qquad c\bigl([z]\bigr)=\mathop{\mathrm{Re}}z=\cos\theta \qquad(z=e^{i\theta}),\tag{11.8} is a well-defined homeomorphism. Hence Espec≅[−1,1]E_{\mathrm{spec}}\cong[-1,1].

Proof. Well defined. Re(z−1)=Re(zˉ)=Rez\mathop{\mathrm{Re}}(z^{-1})=\mathop{\mathrm{Re}}(\bar z)=\mathop{\mathrm{Re}}z for z∈U(1)z\in U(1), so the formula does not depend on the representative of the class.

Injective. Suppose cos⁡θ=cos⁡θ′\cos\theta=\cos\theta' with θ,θ′∈R/2πZ\theta,\theta'\in\mathbb{R}/2\pi\mathbb{Z}. Then θ′≡±θ(mod2π)\theta'\equiv\pm\theta\pmod{2\pi}, i.e. eiθ′=e±iθe^{i\theta'}=e^{\pm i\theta}, i.e. z′∈{z,z−1}z'\in\{z,z^{-1}\}, i.e. [z′]=[z][z']=[z].

Surjective. For x∈[−1,1]x\in[-1,1] set θ=arccos⁡x∈[0,π]\theta=\arccos x\in[0,\pi]; then c([eiθ])=xc([e^{i\theta}])=x.

Continuous. The composite of cc with the quotient map U(1)→U(1)/(z∼z−1)U(1)\to U(1)/(z\sim z^{-1}) is z↦Rezz\mapsto\mathop{\mathrm{Re}}z, which is continuous. By the characteristic property of the quotient topology, cc is continuous.

Homeomorphism. U(1)U(1) is compact, hence so is its continuous image U(1)/(z∼z−1)U(1)/(z\sim z^{-1}); and [−1,1][-1,1] is Hausdorff. A continuous bijection from a compact space to a Hausdorff space is a homeomorphism: it is a closed map, since closed subsets of a compact space are compact, their continuous images are compact, and compact subsets of a Hausdorff space are closed; a closed continuous bijection is a homeomorphism. ◻

The refinement map, concretely

The relation family {rhol}\{r_{\mathrm{hol}}\} mediates the spectral target in the sense of Definition 8.2: by (11.5) the spectrum is a function of the holonomy, so there is Φspec ⁣:T×U(1)→AQspec\Phi_{\mathrm{spec}}\colon T\times U(1)\to A_{Q_{\mathrm{spec}}} with aspec(z)=Φspec(pF(z),rhol(z))a_{\mathrm{spec}}(z)=\Phi_{\mathrm{spec}}(p_F(z),r_{\mathrm{hol}}(z)). Theorem 8.3 therefore supplies a unique surjection χ ⁣:Ehol→Espec\chi\colon E_{\mathrm{hol}}\to E_{\mathrm{spec}}, and under the identifications (11.4) and Proposition 11.1 it is exactly χ ⁣:U(1)⟶[−1,1],eiθ⟼cos⁡θ.(11.9) \chi\colon U(1)\longrightarrow[-1,1], \qquad e^{i\theta}\longmapsto\cos\theta .\tag{11.9} It is surjective, and it is not injective: χ(eiθ)=χ(e−iθ)\chi(e^{i\theta})=\chi(e^{-i\theta}) while eiθ≠e−iθe^{i\theta}\neq e^{-i\theta} whenever θ≢0,π\theta\not\equiv0,\pi. So this is a concrete realization of the strict inequality permitted by (8.6): here ∼A ⊊ ∼Q\sim_A\ \subsetneq\ \sim_{\mathcal Q}, and the target completion is strictly coarser than the relation completion.

The physics of the strictness is transparent. The full oriented holonomy retains an orientation: it distinguishes transport of charge around the loop in one sense from transport in the other, i.e. zz from z−1z^{-1}. The charged-scalar spectrum does not require that information, by (11.5) it is invariant under θ↦−θ\theta\mapsto-\theta, and so the minimal completion for that target discards it. Each completion is minimal for its own nomination. Which is appropriate depends on which targets one has nominated, and that is a physical decision made before the mathematics begins, not one the mathematics can make.

Remark 40.

The two fixed points of the inversion, z=1z=1 (θ=0\theta=0) and z=−1z=-1 (θ=π\theta=\pi), are exactly the points where χ\chi fails to be two-to-one; they map to the endpoints ±1\pm1 of the interval. They are the connections whose holonomy is its own inverse, i.e. for which orientation carries no information.

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