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Shadow Theory

Time ordering and the complete memory response

An interaction picture and a commutator bound replace fixed-carrier factorization; the full tangent retains a causal memory kernel.

3 Conditional evolution and time ordering

Fix a realized m(t)m(t) and put c=γ+iαc=\gamma+i\alpha. The analysis here needs only bounded piecewise-continuous K(t)≥0K(t)\ge0; the source supplies smoothness and μI\mu I as a lower bound.

∂tU(t,s)=−cK(t)U(t,s),U(s,s)=I,(15)\partial_t U(t,s)=-cK(t)U(t,s),\quad U(s,s)=I,\tag{15} ∂tD(t,s)=−γK(t)D(t,s),D(s,s)=I,(16)\partial_t D(t,s)=-\gamma K(t)D(t,s),\quad D(s,s)=I,\tag{16} ∂tV(t,s)=−iαK(t)V(t,s),V(s,s)=I.(17)\partial_t V(t,s)=-i\alpha K(t)V(t,s),\quad V(s,s)=I.\tag{17}

Evolution-family composition holds. Differentiating squared norms gives contraction of U,DU,D and unitarity of VV. With K≥μIK\ge\mu I the first two norms are bounded by e−γμ(t−s)e^{-\gamma\mu(t-s)}. Shifting initial time changes the history, so the propagators need not be one-parameter semigroups or groups. Write U(t)=U(t,0)U(t)=U(t,0), and likewise D,VD,V.

Theorem 3.1 (Exact interaction picture).

U(t)=V(t)R(t),R˙=−γV∗KVR,R(0)=I.(18)U(t)=V(t)R(t),\qquad \dot R=-\gamma V^*KV R,\qquad R(0)=I.\tag{18}

Proof. Set R=V∗UR=V^*U. Unitarity and ∂tV∗=iαV∗K\partial_tV^*=i\alpha V^*K cancel the reactive term, giving the equation. The rotated carrier remains positive by unitary congruence. Generally R≠DR\ne D. Instantaneous commutation [γK(t),αK(t)]=0[\gamma K(t),\alpha K(t)]=0 leaves cross-time commutators intact.

Theorem 3.2 (Gap-free factorization estimate).

∥U(T)−D(T)V(T)∥≤γ∣α∣∫0T ⁣∫0t∥[K(t),K(s)]∥ ds dt.(19)\|U(T)-D(T)V(T)\|\le\gamma|\alpha|\int_0^T\!\int_0^t\|[K(t),K(s)]\|\,ds\,dt.\tag{19}

For continuously differentiable KK with ∥K∥≤M,∥K˙∥≤L\|K\|\le M,\|\dot K\|\le L, the bound is at most γ∣α∣MLT3/3\gamma|\alpha|MLT^3/3. For K=K0+tAK=K_0+tA it is γ∣α∣∥[A,K0]∥T3/6\gamma|\alpha|\|[A,K_0]\|T^3/6.

Proof. Fix tt, differentiate D(t,s)K(t)D(s,0)D(t,s)K(t)D(s,0) in ss, and integrate:

[K(t),D(t)]=−γ∫0tD(t,s)[K(t),K(s)]D(s,0) ds.(20)[K(t),D(t)]=-\gamma\int_0^t D(t,s)[K(t),K(s)]D(s,0)\,ds.\tag{20}

With W=DVW=DV, differentiation in that order gives

W˙+cK(t)W=iα[K(t),D(t)]V(t).(21)\dot W+cK(t)W=i\alpha[K(t),D(t)]V(t).\tag{21}

The difference U−WU-W starts at zero. Variation of constants with the contractive U(T,t)U(T,t), both contractive DD factors and unitary VV gives (19). In the differentiable case ∥[K(t),K(s)]∥=∥[K(t)−K(s),K(s)]∥≤2ML(t−s)\|[K(t),K(s)]\|=\|[K(t)-K(s),K(s)]\|\le2ML(t-s); the double integral of t−st-s is T3/6T^3/6. In the affine case the commutator is (t−s)[A,K0](t-s)[A,K_0].

No gap is needed at a degeneracy or crossing. Pairwise commuting histories factor through exponentials of the integrated generators; one endpoint equality alone does not establish commutation. If a differentiable unitary basis QQ diagonalizes KK, u=Q∗zu=Q^*z satisfies

u˙=−cΛ(t)u−Q∗Q˙ u.(22)\dot u=-c\Lambda(t)u-Q^*\dot Q\,u.\tag{22}

The skew-Hermitian connection can mix modes. A unique smooth eigenvalue-ordered basis need not exist at crossings, and fixed physical coordinates avoid that hypothesis.

3.1 Two pulses and asymptotic sharpness

Apply K1K_1 then K2K_2 for duration τ\tau each:

U=e−cτK2e−cτK1,D=e−γτK2e−γτK1,V=e−iατK2e−iατK1.(23)U=e^{-c\tau K_2}e^{-c\tau K_1},\quad D=e^{-\gamma\tau K_2}e^{-\gamma\tau K_1},\quad V=e^{-i\alpha\tau K_2}e^{-i\alpha\tau K_1}.\tag{23} U−DV=iγατ2[K2,K1]+O(τ3),(24)U-DV=i\gamma\alpha\tau^2[K_2,K_1]+O(\tau^3),\tag{24} U−Urev=c2τ2[K2,K1]+O(τ3),Urev=e−cτK1e−cτK2.(25)U-U_{\rm rev}=c^2\tau^2[K_2,K_1]+O(\tau^3),\quad U_{\rm rev}=e^{-c\tau K_1}e^{-c\tau K_2}.\tag{25}

The operator-norm remainders hold for fixed matrices and coefficients as τ↓0\tau\downarrow0. In UU the ordered mixed term is c2K2K1c^2K_2K_1 times τ2\tau^2; subtract the mixed terms in DVDV to obtain (24). Subtracting the reverse order yields (25). Here (19) becomes

∥U−DV∥≤γ∣α∣τ2∥[K2,K1]∥.(26)\|U-DV\|\le\gamma|\alpha|\tau^2\|[K_2,K_1]\|.\tag{26}

The leading constant is attained asymptotically for nonzero commutator. Reversal preserves the pulse spectra and ∫02τK(t) dt\int_0^{2\tau}K(t)\,dt but changes the response. The naive integrated exponential differs from UU by the ordered correction U−e−cτ(K1+K2)=(c2τ2/2)[K2,K1]+O(τ3)U-e^{-c\tau(K_1+K_2)}=(c^2\tau^2/2)[K_2,K_1]+O(\tau^3).

3.2 A moving but commuting control

For the three-node path b1=(1,−1,0)⊤,b2=(0,1,−1)⊤b_1=(1,-1,0)^\top,b_2=(0,1,-1)^\top, write we=emew_e=e^{m_e}.

[K(t),K(s)]=[w1(t)w2(s)−w2(t)w1(s)][B1,B2].(27)[K(t),K(s)]=[w_1(t)w_2(s)-w_2(t)w_1(s)][B_1,B_2].\tag{27}

Multiplying the rank-one edge matrices gives a real skew commutator with singular values 3,3,0\sqrt3,\sqrt3,0. Reflection swaps nodes one and three and swaps memories; equivariance and uniqueness preserve symmetric data z1=z3,m1=m2z_1=z_3,m_1=m_2. In that sector,

K(t)=μI+w(t)(B1+B2).(28)K(t)=\mu I+w(t)(B_1+B_2).\tag{28}

This moving history commutes exactly. More generally, a constant ratio w1/w2w_1/w_2 is sufficient; the asymmetric comparison below changes the preparation, not the mobility law.

4 Full feedback, memory and changing coordinates

Along a trajectory let BB be a 2n×p2n\times p matrix with columns distinct from edge matrices Be=bebe⊤B_e=b_eb_e^\top.

Becol=(∂meKR)q,Hm=κI+diag⁡(12eme∣be⊤z∣2).(29)B_e^{\rm col}=(\partial_{m_e}K_R)q,\qquad H_m=\kappa I+\operatorname{diag}\big(\tfrac12e^{m_e}|b_e^\top z|^2\big).\tag{29} H(t)=(KRBB⊤Hm).(30)H(t)=\begin{pmatrix}K_R&B\\B^\top&H_m\end{pmatrix}.\tag{30}

Its positive diagonal blocks do not guarantee nonnegative HH.

Proposition 4.1 (Complete tangent and exact memory). For (ξ,ν)=(δq,δm)(\xi,\nu)=(\delta q,\delta m),

ξ˙=−GKRξ−GBν,(31)\dot\xi=-GK_R\xi-GB\nu,\tag{31} ν˙=−ηB⊤ξ−ηHmν.(32)\dot\nu=-\eta B^\top\xi-\eta H_m\nu.\tag{32}

Let ∂tRm(t,s)=−ηHm(t)Rm(t,s)\partial_tR_m(t,s)=-\eta H_m(t)R_m(t,s), Rm(s,s)=IR_m(s,s)=I. Then

ξ˙(t)=−GKR(t)ξ(t)−GB(t)Rm(t,0)ν(0)+η∫0tGB(t)Rm(t,s)B(s)⊤ξ(s) ds.(33)\dot\xi(t)=-GK_R(t)\xi(t)-GB(t)R_m(t,0)\nu(0)+\eta\int_0^t GB(t)R_m(t,s)B(s)^\top\xi(s)\,ds.\tag{33}

Proof. Constant mobilities make the derivative of (4) the displayed Hessian-block system. Variation of constants gives

ν(t)=Rm(t,0)ν(0)−η∫0tRm(t,s)B(s)⊤ξ(s) ds.\nu(t)=R_m(t,0)\nu(0)-\eta\int_0^t R_m(t,s)B(s)^\top\xi(s)\,ds.

Substitute to obtain the positive kernel and negative initial-memory term. No adiabatic or Markov approximation enters.

Here diagonal HmH_m gives an exponential of its time integral and ∥Rm(t,s)∥≤e−ηκ(t−s)\|R_m(t,s)\|\le e^{-\eta\kappa(t-s)}. The full product need not be symmetric, a scalar function of the amplitude carrier, or a stationary convolution. A clamp constrains ν=0\nu=0 throughout and gives the realification of UU. Free memory with ν(0)=0\nu(0)=0 still responds through B⊤ξB^\top\xi. They coincide under decoupling, such as B=0B=0 on the trajectory. A physical clamp is an additional apparatus resource.

4.1 Exact transient expansion despite partial positivity

Take a scalar complex amplitude, one memory, μ=2/5,κ=1,m=0,z=3\mu=2/5,\kappa=1,m=0,z=3 real. The (ℜz,m)(\Re z,m) block and its determinant are

(7/53311/2),det⁡=−13/10.(34)\begin{pmatrix}7/5&3\\3&11/2\end{pmatrix},\qquad\det=-13/10.\tag{34}

The imaginary diagonal is 7/57/5, with no memory cross term. For v=(1,0,−1/2)v=(1,0,-1/2), γ=η=1\gamma=\eta=1, any α\alpha,

v⊤Hv=−9/40,ddt(∣ξ∣2+∣ν∣2)∣t=0=9/20.(35)v^\top Hv=-9/40,\qquad\left.\frac{d}{dt}(|\xi|^2+|\nu|^2)\right|_{t=0}=9/20.\tag{35}

The reactive norm derivative vanishes on this perturbation; the dissipative contribution is −2v⊤Hv-2v^\top Hv. Positive partial curvature therefore permits full tangent expansion. Sensitivity between nonstationary trajectories is compatible with energy decrease and global relaxation.

Even joint positivity does not restore complex alignment. At z=1/10,m=0z=1/10,m=0,

H=(7/501/1007/501/100201/200)>0.(36)H=\begin{pmatrix}7/5&0&1/10\\0&7/5&0\\1/10&0&201/200\end{pmatrix}>0.\tag{36}

Its commutator with diag⁡(J,0)\operatorname{diag}(J,0) has nonzero entries of magnitude 1/101/10. This skew operator is degenerate on real memory and is not a complex structure for the entire state. Exact rational checks accompany both examples.

4.2 The connection for a changing mobility metric

For C1C^1 positive M(t)M(t), continuous Hermitian H(t)H(t), consider the separate prescribed-path model

x˙=−cM(t)H(t)x.(37)\dot x=-cM(t)H(t)x.\tag{37}

Put S=M1/2,y=S−1xS=M^{1/2}, y=S^{-1}x. Differentiating x=Syx=Sy gives

y˙=−cSHS⏟Ky(t)y−S−1S˙⏟Aconn(t)y.(38)\dot y=-c\underbrace{SHS}_{K_y(t)}y-\underbrace{S^{-1}\dot S}_{A_{\rm conn}(t)}y.\tag{38} ddt∥y∥2=−2γy∗Kyy−y∗(Aconn+Aconn∗)y.(39)\frac{d}{dt}\|y\|^2=-2\gamma y^*K_y y-y^*(A_{\rm conn}+A_{\rm conn}^*)y.\tag{39}

Positive HH gives positive-semidefinite KyK_y, but neither positivity nor whitening removes the connection. It need not be skew-Hermitian or a function of KyK_y. State-dependent metrics may contribute further tangent derivatives; (38) concerns a prescribed path. With M=diag⁡(e2rt,e−2rt)M=\operatorname{diag}(e^{2rt},e^{-2rt}), H=diag⁡(1,2)H=\operatorname{diag}(1,2), r=1,γ=0.2,α=0.4,x(0)=(0,1)⊤r=1,\gamma=0.2,\alpha=0.4,x(0)=(0,1)^\top,

x2(t)=exp⁡[−c(1−e−2rt)/r],y2(t)=ertx2(t).(40)x_2(t)=\exp[-c(1-e^{-2rt})/r],\qquad y_2(t)=e^{rt}x_2(t).\tag{40}

At t=0.1t=0.1 the respective norms are 0.9643950.964395 and 1.0658221.065822; omitting the connection changes the result by 0.1014260.101426. A moving coordinate norm is not physical active gain. The original network has fixed metric.

4.3 Why the autonomous closure certificate changes

For fixed selfadjoint K≥0K\ge0 and retained isometry II, the Gram defect is

I∗e−2tKI−(I∗e−tKI)2=(Qe−tKI)∗(Qe−tKI),Q=1−II∗.I^*e^{-2tK}I-(I^*e^{-tK}I)^2=(Qe^{-tK}I)^*(Qe^{-tK}I),\quad Q=1-II^*.

For nonautonomous DD, insert 1=II∗+Q1=II^*+Q in evolution-family composition:

A(t,r)−A(t,s)A(s,r)=I∗D(t,s)QD(s,r)I,A(t,s)=I∗D(t,s)I.(41)A(t,r)-A(t,s)A(s,r)=I^*D(t,s)QD(s,r)I,\qquad A(t,s)=I^*D(t,s)I.\tag{41}

The product need not be a Gram matrix. With scalar γ=1,K=1\gamma=1,K=1 on [0,1][0,1], K=2K=2 on (1,2](1,2], D(2,0)−D(1,0)2=e−3−e−2<0D(2,0)-D(1,0)^2=e^{-3}-e^{-2}<0 despite no hidden sector. For a distinct fixture take

K1=(2112),K2=(2−1−12),P=diag⁡(1,0).(42)K_1=\begin{pmatrix}2&1\\1&2\end{pmatrix},\quad K_2=\begin{pmatrix}2&-1\\-1&2\end{pmatrix},\quad P=\operatorname{diag}(1,0).\tag{42}

The positive matrices commute and sum to 4I4I, so unit-duration pulses give D(2,0)=e−4ID(2,0)=e^{-4}I and zero endpoint leakage (I−P)D(2,0)P(I-P)D(2,0)P, while [P,K1]≠0[P,K_1]\ne0. Endpoint invariance fails to imply invariance through the history, even here. Both examples preserve the autonomous certificate within its hypotheses.

Published source: Adaptive Spectral Carriers: Time Ordering, Reciprocal Memory, and Linked Coherent–Dissipative Response. Read the original PDF alongside the web treatment.